Signator Financial Services, Inc. (Boston)

Name: Signator Financial Services, Inc.
Address: 197 Clarendon Street, Boston, MA, 02116
Telephone: 800-469-7667

Signator Financial Services, Inc. is a large advisory firm based in Boston. It manages $409.41 million of regulatory assets for 1,166 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Signator Financial Services provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Signator Financial Services: assets under management

The assets under management (AUM) of Signator Financial Services, Inc. is $409.41 million. The firm's AUM has grown by 22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $118.21 million in discretionary accounts and $291.2 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $223.04 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $457.86 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Signator Financial Services, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Signator Financial Services, Inc.

Emil Joseph Jr Aberizk has been acting as President since 1 Oct 2013. Halina K Vd Hagen joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joanne Mauree Salisbury	Chief compliance officer	1 Aug 2005	Other	1111712
Jeffrey Stephen Clark	Vice president, director of finance, financial principal	1 Mar 2012	Other	4974902
Thomas David Kowalczyk	Vice president, director of advisory services	1 Mar 2012	Other	5630382
Inc. John Hancock Financial Network	Parent company	1 Oct 2013	75% - 100%	04-3448283
Emil Joseph Jr Aberizk	Director	1 Oct 2013	Other	1049525
Abigail Marie Armstrong	Secretary/clerk & counsel	1 Oct 2013	Other	1239945
Mitchell Andrew Karman	Director	1 Oct 2013	Other	2837307
Steven Mr. Moore	Treasurer	1 Oct 2013	Other	6124606
Krishna Ramdial	Vice president	1 Oct 2013	Other	2433972
Matthew Forrest Rigatti	Director	1 Oct 2013	Other	2461646
Frank Joseph Rispoli	Director	1 Oct 2013	Other	4364402
John William Suminski	Director	1 Oct 2013	Other	6009337
Anthony Maurice Teta	Director	1 Oct 2013	Other	4617856
Brian Basil Heapps	Director	1 Oct 2013	Other	1666475
Thomas Joseph Horack	Director	1 Oct 2013	Other	861315
Christopher Maryanopolis	Director	1 Oct 2013	Other	3041077
Thomas Joseph Horack	Chief compliance officer	1 Oct 2014	Other	861315
Christopher Maryanopolis	President	1 Oct 2014	Other	3041077
Brian Douglas Collins	Vice president	1 Dec 2014	Other	6445623
Jill Denise Rebman	Director	1 Apr 2015	Other	6520386
Halina K Vd Hagen	Director	1 Oct 2015	Other	6582303

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
John Hancock Subsidiaries Llc	Sh	1 Jan 1999	75% - 100%	04-2687223
Manulife Financial Corporation	Sh	1 Oct 2004	75% - 100%	98-0361647
John Hancock Financial Corporation	Sh	1 Dec 2009	75% - 100%	33-1105152
John Hancock Life Insurance Company (U.S.A.)	Sh	1 Dec 2009	75% - 100%	01-0233346
Manufacturers Life Insurance Company	Sh	1 Dec 2009	75% - 100%	38-0788610
Manulife Holdings (Alberta) Limited	Sh	1 Dec 2009	75% - 100%	foreign
The Manufacturers Investment Corporation	Sh	1 Dec 2009	75% - 100%	38-3261832

Based in Boston

The principal office where Signator Financial Services, Inc. performs its advisory services is located at 197 Clarendon Street, Boston, MA 02116, which is also the mailing address of the firm. An additional office of the firm is in Seattle, WA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-469-7667 or by fax 866-532-1364. The normal business hours are 6:30 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at signatorfinancialservices.com.