Bacap Distributors, LLC (Charlotte)

Bacap Distributors, LLC is a large advisory firm based in Charlotte. It manages $409.69 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of North Carolina.

Bacap Distributors provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bacap Distributors: assets under management

The assets under management (AUM) of Bacap Distributors, LLC is $409.69 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -100% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $409.69 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $409.69 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Bacap Distributors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Bacap Distributors, LLC

Robert Harry Gordon has been acting as President since 1 Feb 1998. Jean Marie Bradley joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
N.A. Bank Of America	Member	1 Aug 1995	75% - 100%	56-0927416
Edward David Bedard	Coo/manager/finop	1 Jan 1997	Other	2269354
Robert Harry Gordon	Chairman/president/chief executive officer/manager	1 Feb 1998	Other	2141479
Arthur Anthony Fritz	Compliance officer/director of compliance	1 Jan 1999	Other	1077718
Michael Edward Kenneally	Manager	1 Jan 2000	Other	4140099
Peter David Taube	Treasurer	1 Mar 2002	Other	2307746
Mary Anne Mullin	Compliance officer	1 Aug 2002	Other	xxx-xx-xxxx
Cesare Philip Tazza	Manager	1 Mar 2003	Other	xxx-xx-xxxx
Richard Michael Demartini	Manager	1 Oct 2003	Other	809586
Hollis Keith Winn	President/manager	1 Nov 2003	Other	1003441
Richard Mark Romine	Finop	1 Mar 2004	Other	4484139
Roger Alan Sayler	Manager	1 Apr 2004	Other	xxx-xx-xxxx
Keith Thomas Banks	Manager	1 Apr 2004	Other	xxx-xx-xxxx
Philip John Jr Iudice	Financial operations principal	1 Jul 2004	Other	2036589
Angela Michelle Cox	Chief compliance officer-broker/dealer	1 Nov 2004	Other	2575579
Frederick Ray Jr Berretta	President	1 Jan 2005	Other	2266140
Jeffrey Paul Avers	Chief operating officer	1 Apr 2005	Other	2872754
Jean Marie Bradley	Chief compliance officer	1 May 2005	Other	835988

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Bank Of America Corporation	Shareholder	1 Aug 1995	75% - 100%	56-0906609
Nb Holdings Corporation	Shareholder	1 Aug 1995	75% - 100%	57-1857749

Based in Charlotte

The principal office where Bacap Distributors, LLC performs its advisory services is located at 101 S. Tryon St., Charlotte, NC 28255, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 704-386-9057 or by fax 704-386-3665. The normal business hours are 8:00 am - 6:00 pm on Monday - Friday.