Innis Investments LLC (Cincinnati)

Innis Investments LLC is a large advisory firm based in Cincinnati. It manages $122.89 million of regulatory assets for 183 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of Kentucky and Ohio.

Innis Investments provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Innis Investments: assets under management

The assets under management (AUM) of Innis Investments LLC is $122.89 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $122.89 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $671.52 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 80% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 10% of the firm’s portfolio. Investments in cash and cash equivalents form 10% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Innis Investments LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Innis Investments serves?

The only and largest group of clients of Innis Investments is individuals with 183 clients and $122.89 million of assets under management. Among the 8 most similar advisory firms, Innis Investments has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $122.89 million for 183 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Innis Investments doesn't advise any private funds.

Careers at Innis Investments LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Based in Cincinnati

The principal office where Innis Investments LLC performs its advisory services is located at 331 Sunny Acres Drive, Cincinnati, OH 45255 3905, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 513-232-2913 or by fax 513-232-2911. The normal business hours are 8:00am to 4:00pm on Monday - Friday.