F&V Capital Management, L.L.C. (New York)

Name: F&V Capital Management, L.L.C.
Address: 805 Third Avenue, New York, NY, 10022
Telephone: 212-326-9533

F&V Capital Management, L.L.C. is a large advisory firm based in New York. It manages $223.66 million of regulatory assets for 152 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of New York.

F&V Capital Management, L.L.C provides portfolio management for individuals and small businesses, publication of newsletters, and luxembourg-based mutual fund. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

F&V Capital Management, L.L.C: assets under management

The assets under management (AUM) of F&V Capital Management, L.L.C. is $223.66 million. The firm's AUM has grown by 1053% since the beginning of its operation, and $156.65 million of the total AUM is attributable to clients outside of the United States.

The firm manages $217.14 million in discretionary accounts and $6.52 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.45 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $3.26 million.

Investments

The firm invests in exchange traded securities the most. They account for 73% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 10% of the firm’s portfolio. Investments in government bonds form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay F&V Capital Management, L.L.C. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients F&V Capital Management, L.L.C serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of F&V Capital Management, L.L.C is high net worth individuals with 80 clients and $186.59 million of assets under management. Among the 10 most similar advisory firms, F&V Capital Management, L.L.C has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $202.75 million for 98 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 56% of the firm’s clients are foreign persons or businesses.

F&V Capital Management, L.L.C doesn't advise any private funds.

Careers at F&V Capital Management, L.L.C.

The company employs 7 people that are either part- or full-time employees. 86 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Hugh Terrence Riley	Partner	1 Jan 2008	25% - 50%	2257810
Karin Maria Mueller	Partner, chief compliance officer	1 Jan 2008	25% - 50%	3083797
Guy G Rutherford	Partner	1 Jan 2008	25% - 50%	407924
Karin Maria Mueller Paris	Partner, chief compliance officer	1 Jan 2008	50% - 75%	3083797

Based in New York

The principal office where F&V Capital Management, L.L.C. performs its advisory services is located at 805 Third Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-326-9533 or by fax 212-326-9534. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at fvcm.us.