Brookfield Soundvest Capital Management Ltd. (Ottawa, Ontario)

Name: Brookfield Soundvest Capital Management Ltd.
Address: 100 Sparks Street, Ottawa, Ontario, Kip5 B7
Telephone: 613-236-7361

Brookfield Soundvest Capital Management Ltd. is a large advisory firm based in Ottawa, Ontario. It manages $223.8 million of regulatory assets for 72 client accounts. It has been registered with the SEC as an adviser since 2009.

Brookfield Soundvest Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as soundvest pooled fund.

Brookfield Soundvest Capital Management: assets under management

The assets under management (AUM) of Brookfield Soundvest Capital Management Ltd. is $223.8 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -68% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $223.8 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.11 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Brookfield Soundvest Capital Management Ltd. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Brookfield Soundvest Capital Management Ltd.

Audrey June Charlebois has been acting as President since 1 Apr 2006. Soundvest Capital Holdings Ltd. joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kevin Charlebois Investments	Owner	1 Mar 2003	25% - 50%	n/a
Charlebois Family Trust	Owner	1 Mar 2003	Other	n/a
Ernest Meszaros	Vice president, chief compliance officer	1 Mar 2003	Other	4378321
Bruce Keith Robertson	Director	1 Mar 2003	Other	4653714
Kevin Cash	Director	1 Jul 2005	Other	5113706
Brookfield Asset Management Inc.	Owner	1 Dec 2005	50% - 75%	n/a
Audrey June Charlebois	Director	1 Apr 2006	Other	4653545
Kevin Wilfred Charlebois	President & director & chief compliance officer	1 Jan 2009	Other	4378298
George Eugene Myhal	Director	1 Apr 2009	Other	5776201
Rajeev Viswanathan	Director	1 Apr 2009	Other	5776202
Garry Michael Skinner	Chief financial officer	1 Nov 2009	Other	5776203
Gabrielle Elisabeth Lenz	Controller	1 Sep 2011	Other	6048993
Gail Cecil	Director	1 Feb 2012	Other	6175595
Jonathan Crile Tyras	Director	1 Mar 2015	Other	5303201
Brian Hurley	Director	1 Mar 2015	Other	6631647
Soundvest Capital Holdings Ltd.	Owner	1 Jan 2017	50% - 75%	none

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Kevin Wilfred Charlebois	Owner	1 Mar 2003	50% - 75%	4378298
Audrey June Charlebois	Owner	1 Mar 2003	25% - 50%	4653545
Charlebois Family (2016) Trust	Owner	1 Dec 2016	75% - 100%	n/a

Based in Ottawa, Ontario

The principal office where Brookfield Soundvest Capital Management Ltd. performs its advisory services is located at 100 Sparks Street, Ottawa, Ontario, Kip5 B7, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 613-236-7361 or by fax 613-236-6130. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at brookfieldsoundvest.com.