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Engemann Asset Management (San Francisco)


Engemann Asset Management is a large advisory firm based in San Francisco. It manages $81 million of regulatory assets for 132 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California, Georgia, Illinois, and 6 other states.

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Engemann Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Engemann Asset Management: assets under management

The assets under management (AUM) of Engemann Asset Management is $81 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -98% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $81 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $613.64 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Engemann Asset Management for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
The Phoenix Companies Inc. Parent company of phoenix investment management co inc. 1 Jun 2001 75% - 100% 06-1599088
Phoenix Investment Management Company Inc. Shareholder of owner of parent 1 Jun 2001 50% - 75% 06-1605029
Inc. Virtus Investment Partners Shareholder 1 Nov 2008 75% - 100% 26-3962811

Based in San Francisco

The principal office where Engemann Asset Management performs its advisory services is located at 909 Montgomery Street, San Francisco, CA 94133, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-828-1212 or by fax 415-486-6783. The normal business hours are 7:30 am to 4:30 pm on Monday - Friday. You can find more information about the New York firm at www.eam.com.


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