Pauze Swanson & Associates Investment Advisors Inc (Houston)

Pauze Swanson & Associates Investment Advisors Inc is an adviser based in Houston. It manages $8 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California and Texas.

Pauze Swanson & Associates Investment Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pauze Swanson & Associates Investment Advisors: assets under management

The assets under management (AUM) of Pauze Swanson & Associates Investment Advisors Inc is $8 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -92% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $8 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.14 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pauze Swanson & Associates Investment Advisors Inc for their services and products based on a percentage of assets under management, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pauze Swanson & Associates Investment Advisors Inc

Stephen Philip Pauze has been acting as President since 1 Feb 2001. Philip Clare Pauze joined the executive team most recently as the Chairman Of The Board.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Philip Clare Pauze	Chairman of the board	1 Feb 2001	75% - 100%	358370
Stephen Philip Pauze	President	1 Feb 2001	Other	2909001

Based in Houston

The principal office where Pauze Swanson & Associates Investment Advisors Inc performs its advisory services is located at 14550 Torrey Chase Blvd, Suite 115, Houston, TX 77014, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.