Savant Capital, LLC (Rockford)

Name: Savant Capital, LLC
Address: 190 Buckley Drive, Rockford, IL, 61107
Telephone: 815-227-0300

Savant Capital, LLC is a large advisory firm based in Rockford. It manages $6.13 billion of regulatory assets for 4,910 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Savant Capital provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars and workshops. It prepares financial plans for approximately 3,500 clients. On top of advisory services, the firm doesn't engage in other business activities.

Savant Capital: assets under management

The assets under management (AUM) of Savant Capital, LLC is $6.13 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 199% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $6.13 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.25 million each.

Savant Capital has custody of $2.1 billion in cash and securities for 2,894 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 88% of the total AUM. The second-largest asset type is exchange traded securities, which make up 11% of the firm’s portfolio. Investments in cash and cash equivalents form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Savant Capital, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Daniel Scott Rezin serves?

The firm provides services to individuals, charitable organizations, other investment advisers, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Daniel Scott Rezin is high net worth individuals with 1,513 clients and $3.97 billion of assets under management. Among the 10 most similar advisory firms, Savant Capital has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $6.13 billion for 4,909 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Savant Capital doesn't advise any private funds.

Careers at Savant Capital, LLC

The company employs 163 people that are either part- or full-time employees. 28 percent of the employees work as investment advisers or researchers. 71 employees are registered as investment adviser representatives with the state securities authorities.

There are 5 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Daniel Scott Rezin has been acting as President since 1 Aug 2012. Douglas David Moffitt joined the executive team most recently as the Chief Advisory And Development Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Aquinas Muldowney	Chairman of the board, manager	1 Jan 1986	Other	735714
Brent Raymond Brodeski	Chief executive officer, manager	1 Jan 1995	Other	2114022
Richard Allen Bennett	Chief wealth management officer, manager	1 Jun 1998	Other	4358740
Ellen Kay Poppen	Chief financial officer/chief information officer	1 Feb 2006	Other	5164167
Cindy Ann Freese	Chief compliance officer	1 Jul 2008	Other	5573136
Lori M Burke	Chief administrative officer/director of human capital	1 Apr 2010	Other	5831777
Inc Fka Savant Capital Management Inc Scmi	Member	1 Jan 2012	75% - 100%	36-3859937
Inc. Fka Savant Capital Management Inc. Scmi	Member - a shares	1 Jan 2012	50% - 75%	36-3859937
Llc The Monitor Group	Member	1 Jun 2012	Other	147234
Glenn Gregory Kautt	Vice chairman of the board/chief governance officer/manager	1 Jun 2012	Other	1363407
Aviation Transport Sales And Training Llc	Member - a shares	1 Jun 2012	Other	54-1767794
Daniel Scott Rezin	President	1 Aug 2012	Other	6125974
Daniel S Rezin	Chief financial officer	1 Aug 2012	Other	6125974
Adam Wendell Larson	Chief operations officer	1 Mar 2015	Other	3242572
Timothy Brian Rogowski	Chief information officer	1 Mar 2015	Other	6464344
Ellen Kay Poppen	Secretary	1 Nov 2015	Other	5164167
David Floyd Barton	Chief wealth management officer	1 Jan 2016	Other	1178191
Cynosure Savant Holdings Llc	Member - d shares	1 Sep 2016	Other	32-0506079
Richard Keith Taylor	Manager	1 Sep 2016	Other	4992112
Patrick C Beaird	Manager	1 Sep 2016	Other	2789900
Jerry Frank Boxleitner	Chief financial officer	1 Oct 2016	Other	6710892
Lavonne Lynn Brown	Chief communications & culture officer	1 Oct 2016	Other	6713001
Michael Thomas Cyrs	Director of wealth advisory	1 Mar 2017	Other	6407276
Kevin Michael Hrdlicka	Director of investments	1 Mar 2017	Other	6032139
Douglas David Moffitt	Chief advisory and development officer	1 Jul 2018	Other	1412097

Indirect Owners

The SEC currently registers 9 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Spencer Fox Eccles	Director	1 Jan 1981	Other	6614570
Glenn Gregory Kautt	Managing member/president	1 Mar 2008	75% - 100%	1363407
Glenn Gregory Kautt	Member	1 Jun 2016	75% - 100%	1363407
Llc Cynosure Savant Holdings I	Member	1 Sep 2016	25% - 50%	30-0952867
Llc Cynosure Savant Holdings Ii	Member	1 Sep 2016	50% - 75%	61-1803176
George S. And Dolores Dore Eccles Foundation	Member	1 Sep 2016	50% - 75%	87-6118245
Lisa Ellen Eccles	Director	1 Sep 2016	Other	6589578
Robert Maurice Graham	Director	1 Sep 2016	Other	6680014
Thomas Grady Cousins	Member	1 Sep 2016	75% - 100%	6715310

Based in Rockford

The principal office where Savant Capital, LLC performs its advisory services is located at 190 Buckley Drive, Rockford, IL 61107, which is also the mailing address of the firm. An additional office of the firm is in Mclean, VA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 815-227-0300 or by fax 815-226-2195. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at savantcapital.com.