Timecapital Investor Advisory Services Inc (Port Jefferson Station)

Name: Timecapital Investor Advisory Services Inc
Address: One Roosevelt Avenue, Port Jefferson Station, NY, 11776
Telephone: 631-331-1400

Timecapital Investor Advisory Services Inc is a large advisory firm based in Port Jefferson Station. It manages $257.04 million of regulatory assets for 638 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, Florida, New Jersey, New York, and North Carolina.

Timecapital Investor Advisory Services provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and asset allocation. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Timecapital Investor Advisory Services: assets under management

The assets under management (AUM) of Timecapital Investor Advisory Services Inc is $257.04 million. The firm's AUM has grown by 96% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $93.47 million in discretionary accounts and $163.57 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $302.49 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $497.19 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 49% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 39% of the firm’s portfolio. Investments in cash and cash equivalents form 12% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Timecapital Investor Advisory Services Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Timecapital Investor Advisory Services serves?

The firm provides services to individuals and pension and profit sharing plans. The largest group of clients of Timecapital Investor Advisory Services is individuals with 616 clients and $253.17 million of assets under management. Among the 12 most similar advisory firms, Timecapital Investor Advisory Services has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $257.04 million for 638 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Timecapital Investor Advisory Services doesn't advise any private funds.

Careers at Timecapital Investor Advisory Services Inc

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard George Rohman	Vp, sec, treas, dir, chief compliance officer	1 May 1976	25% - 50%	403074
Jeffrey Philip Harriton	President, director	1 May 1976	25% - 50%	238469
Alex John Rohman	Vice president, director	1 Apr 2010	25% - 50%	2272815

Based in Port Jefferson Station

The principal office where Timecapital Investor Advisory Services Inc performs its advisory services is located at One Roosevelt Avenue, Port Jefferson Station, NY 11776, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 631-331-1400 or by fax 631-331-1407. The normal business hours are 9:oo am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at timecapital.com.