Natixis Securities Americas LLC (New York)

Natixis Securities Americas LLC is a mid-sized advisory firm based in New York. It manages $57.45 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2011.

Natixis Securities Americas provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Natixis Securities Americas: assets under management

The assets under management (AUM) of Natixis Securities Americas LLC is $57.45 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $57.45 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $28.73 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Natixis Securities Americas LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Natixis Securities Americas LLC

Yann Gindre has been acting as President since 1 May 2009. Donna Lynn Powell joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Yann Gindre	Director/ head of us corporate and investment banking	1 May 2009	Other	5310482
Louis Pinto	Executive principal/ chief operating officer	1 Nov 2010	Other	1545337
Jacques Jean Busquet	Director	1 Mar 2011	Other	3227628
Jeffrey C Knowles	Director	1 Mar 2011	Other	2488243
Robert J Mr. Dubrowski	Director	1 Mar 2011	Other	5902569
Eric Pascal Chouteau	Director	1 Mar 2011	Other	5879812
Stephane Gabriel Launay	Director	1 Mar 2011	Other	5900094
Stephane About	Director	1 Mar 2011	Other	4363854
Jean Claude Petard	Director	1 Mar 2011	Other	5906457
Desmond Michael Kenneally	Chief financial officer	1 May 2011	Other	2212334
Sean M Bowden	Chief compliance officer	1 Jun 2011	Other	2937192
Natixis North America Llc	Parent company/managing member	1 Sep 2011	75% - 100%	13-3605907
William Branagh	Head of operations	1 Oct 2011	Other	2350108
Denis Guy Prouteau	Director	1 Jul 2013	Other	6099202
Donna Lynn Powell	Chief compliance officer	1 Jun 2014	Other	2457781

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Bpce	Owner	1 Aug 2009	50% - 75%	foreign
Natixis Us Holdings Inc	Owner	1 Oct 2011	75% - 100%	04-3561632
Natixis Sa	Owner	1 Oct 2011	75% - 100%	foreign
Natixis Global Asset Management	Owner	1 Oct 2011	75% - 100%	foreign
Natixis Global Asset Management Paricipations 1	Owner	1 Oct 2011	75% - 100%	foreign

Based in New York

The principal office where Natixis Securities Americas LLC performs its advisory services is located at 1251 Avenue Of The Americas, 4 Th Floor, New York, NY 10020, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-872-5000 or by fax 646-282-2376. The normal business hours are 8 am - 6 pm on Monday - Friday.