Rubicon Holdings Incorporated (Bala Cynwyd)

Rubicon Holdings Incorporated is a large advisory firm based in Bala Cynwyd. It manages $138.76 million of regulatory assets for 429 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida, New Jersey, New York, and Pennsylvania.

Rubicon Holdings Incorporated provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and market timing services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Rubicon Holdings Incorporated: assets under management

The assets under management (AUM) of Rubicon Holdings Incorporated is $138.76 million. The firm's AUM has grown by 57% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $134.69 million in discretionary accounts and $4.07 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $330.12 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $193.77 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rubicon Holdings Incorporated for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rubicon Holdings Incorporated

Scott Jeffrey Mason has been acting as President since 1 Jul 2009. Jeffrey Allen Leber joined the executive team most recently as the Member/Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Albert Chapel Matt	Managing director	1 Dec 1995	25% - 50%	322994
Scott Jeffrey Mason	Managing director	1 Dec 1995	25% - 50%	1023965
Richard Melvyn Davol	Managing director	1 Dec 1995	25% - 50%	62814
Karl Alfred Rauch	Managing director	1 Dec 1995	25% - 50%	1607071
Scott Jeffrey Mason	President, chief compliance officer	1 Mar 2004	75% - 100%	1023965
Scott Jeffrey Mason	Managing member/president	1 Jul 2009	Other	1023965
Jeffrey Allen Leber	Member/chief compliance officer	1 Jul 2009	Other	5497074
Rubicon Holdings Incorporated	Owner	1 Jul 2009	75% - 100%	23-2828667

Based in Bala Cynwyd

The principal office where Rubicon Holdings Incorporated performs its advisory services is located at 50 Monument Road, Suite 225, Bala Cynwyd, PA 19004, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.