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Ubs Redwood/Sequoia Management, L.L.C. (New York)


Ubs Redwood/Sequoia Management, L.L.C. is a large advisory firm based in New York. It manages $116.8 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2003.

Ubs Redwood/Sequoia Management, L.L.C provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ubs Redwood/Sequoia Management, L.L.C: assets under management

The assets under management (AUM) of Ubs Redwood/Sequoia Management, L.L.C. is $116.8 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $116.8 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $116.8 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ubs Redwood/Sequoia Management, L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 10 indirect owners.

Name Entity Date acquired Ownership Employer ID
Llc Frontier Capital Management Co General partner 1 Jun 1994 Other 04-3492668
Candace King Weir Shareholder/director/portfolio manager & ceo 1 Sep 1994 75% - 100% 269796
Inc. Pw Alternative Asset Management Sole member of ubs fund advisor, l.l.c. 1 Oct 1997 75% - 100% 22-3548366
Painewebber Capital Inc. Shareholder of pw alternative asset management, inc. 1 Oct 1997 75% - 100% 13-3261841
Ubs Americas Inc. Owner 1 Oct 1997 75% - 100% 06-15958
Inc. Fcmc Holdings Managing member 1 Jan 2000 50% - 75% 04-3492668
Inc. Affiliated Managers Group Owner 1 Jan 2000 50% - 75% 04-3218510
Ubs Ag Owner 1 Nov 2000 75% - 100% 98-01863
Ubs Americas Inc. Owner 1 Nov 2003 75% - 100% 06-15958
Candace King Weir Shareholder/director/portfolio manager & ceo 1 Dec 2004 50% - 75% 269796

Based in New York

The principal office where Ubs Redwood/Sequoia Management, L.L.C. performs its advisory services is located at C/O Ubs Financial Services Inc., New York, NY 10019, which is also the mailing address of the firm. An additional office of the firm is in Albany, NY. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-882-5819 or by fax 212-882-6004. The normal business hours are 9:00 a.m to 5:00 p.m on Monday - Friday.


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