Native American Fund Advisors LLC (Tulsa)

Name: Native American Fund Advisors LLC
Address: 233 South Detroit Avenue, Tulsa, OK, 74120
Telephone: 918-582-9823

Native American Fund Advisors LLC is a large advisory firm based in Tulsa. It manages $148.7 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Oklahoma.

Native American Fund Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Native American Fund Advisors: assets under management

The assets under management (AUM) of Native American Fund Advisors LLC is $148.7 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1480% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $148.7 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $29.74 million each.

Investments

The firm invests in exchange traded securities the most. They account for 89% of the total AUM. The second-largest asset type is non-investment grade corporate bonds, which make up 13% of the firm’s portfolio. Investments in cash and cash equivalents form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Native American Fund Advisors LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Native American Fund Advisors LLC

The company employs 11 people that are either part- or full-time employees. 64 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Robert Brett Kramer has served as the Chief Investment Officer since 1 Nov 1996. Norma M. Kramer Irrevocable Trust joined the executive team most recently as the Partner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Timothy Steven Posey	General counsel	1 Jun 1996	Other	4374217
James Andrew Posey	Vice president	1 Jun 1996	Other	1855220
Robert Brett Kramer	Chief investment officer	1 Nov 1996	Other	1934782
David Monroe Poarch	Managing partner//chief compliance officer	1 Nov 1996	Other	1572445
Edward V. Roberts	Partner	1 Nov 1996	Other	6955115
Dorothy L Roberts	Partner	1 Nov 1996	Other	6955119
William Sherman Smith	Partner	1 Nov 1996	Other	5644765
Susan Hoke Smith Burghart	Partner	1 Nov 1996	Other	5644786
Pinnacle Investment Advisors Llc	Member	1 Nov 1996	25% - 50%	108086
Brent Wright	Managing partner	1 Jan 1997	Other	2865801
John Edward Fryrear	Partner	1 Jan 1997	Other	1537429
Brent Wray Wright	Partner	1 Jan 1997	Other	2865801
Carol Virginia Poarch	Partner	1 Dec 1998	Other	1572531
Ross Owen Swimmer	Partner	1 May 1999	Other	4374214
James Andrew Posey	Partner	1 Oct 2003	Other	1855220
Joel Bernard Kantor	Partner	1 Jun 2005	Other	714198
Lamont Edward Cavanaugh	Partner	1 Jun 2005	Other	5639805
Llc Mimosa Tree Capital Investment Iii	Partner	1 Jun 2005	Other	84-1679260
Ross Owen Swimmer	Partner	1 Jun 2009	Other	4374214
Norma M. Kramer Irrevocable Trust	Partner	1 Jun 2015	Other	47-7102312

Based in Tulsa

The principal office where Native American Fund Advisors LLC performs its advisory services is located at 233 South Detroit Avenue, Tulsa, OK 74120, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 918-582-9823 or by fax 918-587-6502. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at indianfundadvisors.com.