Ncp Management Holdings, Inc. (Birmingham)

Name: Ncp Management Holdings, Inc.
Address: 2101 Highland Avenue South, Birmingham, AL, 35205
Telephone: 205-939-8400

Ncp Management Holdings, Inc. is a large advisory firm based in Birmingham. It manages $405.52 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Alabama.

Ncp Management Holdings provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ncp Management Holdings: assets under management

The assets under management (AUM) of Ncp Management Holdings, Inc. is $405.52 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 169% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $405.52 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $81.1 million each.

Ncp Management Holdings has custody of $405.52 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ncp Management Holdings, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients James Kendall Outland serves?

The only and largest group of clients of James Kendall Outland is pooled investment vehicles with 5 clients and $405.52 million of assets under management. Among the 13 most similar advisory firms, Ncp Management Holdings has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $405.52 million for 5 clients. None of the firm’s clients are foreign persons or businesses.

Ncp Management Holdings also advises several private funds. Namely, five private equity funds. The minimum investment commitment required of non-related persons ranges from $500,000 to $1,000,000.

Careers at Ncp Management Holdings, Inc.

The company employs 13 people that are either part- or full-time employees. 85 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

James Kendall Outland has been acting as President since 1 Dec 2004. Dana Bailey Levering joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Kendall Outland	President	1 Dec 2004	50% - 75%	6018056
James Brawner Little	Vice president and secretary	1 Dec 2004	50% - 75%	6018058
Dana Bailey Levering	Chief compliance officer	1 Nov 2011	Other	6018060

Based in Birmingham

The principal office where Ncp Management Holdings, Inc. performs its advisory services is located at 2101 Highland Avenue South, Birmingham, AL 35205, which is also the mailing address of the firm. An additional office of the firm is in Plano, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 205-939-8400 or by fax 205-939-8402. The normal business hours are 8-5 on Monday - Friday. You can find more information about the New York firm at newcapitalpartners.com.