Green Court Capital Management Limited (Central, Hong Kong)

Name: Green Court Capital Management Limited
Address: Suites 4007 4008, 40 Th Floor, One Exchange Square, Central, Hong Kong, Nil
Telephone: 852 3896 6700

Green Court Capital Management Limited is a large advisory firm based in Central, Hong Kong. It manages $5.76 billion of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2017.

Green Court Capital Management Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Green Court Capital Management Limited: assets under management

The assets under management (AUM) of Green Court Capital Management Limited is $5.76 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 39% since the beginning of its operation, and $4.23 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $5.76 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $319.8 million each.

Green Court Capital Management Limited has custody of $1.86 billion in cash and securities for 8 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Green Court Capital Management Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Yulin (Nmn) Yao serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Yulin (Nmn) Yao is pooled investment vehicles with 9 clients and $2.69 billion of assets under management. Among the 5 most similar advisory firms, Green Court Capital Management Limited has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $2.84 billion for 11 clients. 61% of the firm’s clients are foreign persons or businesses.

Green Court Capital Management Limited also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons ranges from $500,000 to $1,000,000.

Careers at Green Court Capital Management Limited

The company employs 36 people that are either part- or full-time employees. 58 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Yulin (Nmn) Yao has been acting as President since 1 Aug 2016. Lihui (Nmn) Tang joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Yulin (Nmn) Yao	Director	1 Aug 2016	Other	5817072
Terry (Nmn) Stothard	Chief compliance officer	1 Jan 2017	Other	6751501
Green Court Management Holdings Llc	Holding company	1 Feb 2017	75% - 100%	foriegn entity
Lihui (Nmn) Tang	Director	1 Jan 2018	Other	6898681

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Green Court Capital Holdings Limited	Member	1 Feb 2017	50% - 75%	foreign entity
Yulin (Nmn) Yao	Member	1 Feb 2017	50% - 75%	5817072
Neuberger Berman Asia Holdings Ii Llc	Member	1 Apr 2017	25% - 50%	80-0357883
Neuberger Berman Asia Holdings Llc	Member	1 Apr 2017	75% - 100%	36-4651286
Neuberger Berman Group Llc	Member	1 Apr 2017	75% - 100%	61-1591182
Llc Nbsh Acquisition	Member	1 Apr 2017	75% - 100%	26-4383171

Based in Central, Hong Kong

The principal office where Green Court Capital Management Limited performs its advisory services is located at Suites 4007 4008, 40 Th Floor, One Exchange Square, Central, Hong Kong, Nil, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 852 3896 6700 or by fax 852 3014 8193. The normal business hours are 9.00am - 6.00pm on Monday - Friday. You can find more information about the New York firm at greencourtcap.com/.