Valhalla Capital Partners, LLC (Prospect)

Valhalla Capital Partners, LLC is a large advisory firm based in Prospect. It manages $160 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Kentucky.

Valhalla Capital Partners provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Valhalla Capital Partners: assets under management

The assets under management (AUM) of Valhalla Capital Partners, LLC is $160 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -15% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $160 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $53.33 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Valhalla Capital Partners, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Valhalla Capital Partners, LLC

Kenneth Louis Mathis has been acting as President since 1 Jun 2005. Matthew Stephen Hardin joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kenneth Louis Mathis	President/ceo/cco	1 Jun 2005	75% - 100%	1006874
Justin Louis Ventura	Managing partner	1 Jan 2006	25% - 50%	5000352
Ramond Perry Mecherle	Managing partner	1 Jan 2006	25% - 50%	3097705
First Trust Portfolios L.P.	Member	1 Mar 2006	Other	28519
Matthew Stephen Hardin	Chief compliance officer	1 May 2006	Other	2366634

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Grace Partners Of Dupage L.P.	Limited partner	1 Aug 1991	75% - 100%	36-3789110
The Charger Corporation	General partner	1 Aug 1991	Other	36-3772451
Kristen Joy Wisen	Shareholder	1 Aug 1991	25% - 50%	2183951
Karla Marlee Vankampenpierre	Shareholder	1 Aug 1991	25% - 50%	2183957
The Judith M.Vankampen Intangibles Trust	Shareholder	1 Dec 2000	50% - 75%	36-7358400

Based in Prospect

The principal office where Valhalla Capital Partners, LLC performs its advisory services is located at 13011 W. Hwy 42, Prospect, KY 40059 7154, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 502-301-8400 or by fax 502-415-7377. The normal business hours are 8:30am - 4:30pm on Monday - Friday.