Brooklawn Capital Advisors LLC (New York)

Brooklawn Capital Advisors LLC is a mid-sized advisory firm based in New York. It manages $28.6 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of New York.

Brooklawn Capital Advisors provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Brooklawn Capital Advisors: assets under management

The assets under management (AUM) of Brooklawn Capital Advisors LLC is $28.6 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in exchange traded securities the most. They account for 47% of the total AUM. The second-largest asset type is state and local bonds, which make up 20% of the firm’s portfolio. Investments in other assets form 19% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Brooklawn Capital Advisors LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Brooklawn Capital Advisors serves?

The only and largest group of clients of Brooklawn Capital Advisors is high net worth individuals with 3 clients and $28.6 million of assets under management. Among the 6 most similar advisory firms, Brooklawn Capital Advisors has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $28.6 million for 3 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Brooklawn Capital Advisors doesn't advise any private funds.

Careers at Brooklawn Capital Advisors LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Andrew Olen White	Managing member & chief compliance officer	1 Dec 2013	75% - 100%	4789044

Based in New York

The principal office where Brooklawn Capital Advisors LLC performs its advisory services is located at 555 Madison Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-339-8590 or by fax N/A. The normal business hours are 9:00am - 5:00 pm on Monday - Friday.