Mercalli Investment Management Inc. (Pembroke)

Name: Mercalli Investment Management Inc.
Address: Wellesley House South, Pembroke, Hm08
Telephone: + 1 441 294 4406

Mercalli Investment Management Inc. is an adviser based in Pembroke. It manages $110.85 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Connecticut and Delaware.

Mercalli Investment Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mercalli Investment Management: assets under management

The assets under management (AUM) of Mercalli Investment Management Inc. is $110.85 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1% since the beginning of its operation, and $110.85 million of the total AUM is attributable to clients outside of the United States.

The firm manages $110.85 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $36.95 million each.

Mercalli Investment Management has custody of $110.85 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Mercalli Investment Management Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mercalli Investment Management serves?

The only and largest group of clients of Mercalli Investment Management is pooled investment vehicles with 3 clients and $110.85 million of assets under management. Among the 5 most similar advisory firms, Mercalli Investment Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $110.85 million for 3 clients. 67% of the firm’s clients are foreign persons or businesses.

Mercalli Investment Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Mercalli Investment Management Inc.

The company employs 8 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Partnerre U.S. Corporation	Shareholder	1 Jan 2014	75% - 100%	13-3399661
Edward Francis Torres	Managing director, head of ils / officer	1 Jan 2014	Other	5183475
Niraj C. (Mio) Patel	Ils trader & portfolio manager / officer	1 Mar 2014	Other	4661001
Liberatore John Iannarone	General counsel and chief compliance officer / director	1 Oct 2016	Other	5783989
Ryan Joseph Lipschutz	Chief operating officer / director	1 Oct 2016	Other	6717652
Herve Raphael Castella	President / director	1 Oct 2016	Other	6720167
Amy Edelmann Donohue	Chief financial officer & treasurer / officer	1 Oct 2016	Other	2155526
Joseph Charles Hooks	Portfolio manager	1 Sep 2018	Other	3083148
Nicholas Colin Hughes	Portfolio manager	1 Sep 2018	Other	7024528

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Partnerre Ltd.	Shareholder	1 Sep 2004	75% - 100%	18620
Partnerre Holdings Europe Limited	Shareholder	1 Jan 2012	75% - 100%	6410854v

Based in Pembroke

The principal office where Mercalli Investment Management Inc. performs its advisory services is located at Wellesley House South, Pembroke, Hm08, which is also the mailing address of the firm. An additional office of the firm is in Stamford, CT. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number + 1 441 294 4406. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at mercalliinvestments.com.