Little House Capital, LLC (Braintree)

Name: Little House Capital, LLC
Address: 35 Braintree Hill Park, Braintree, MA, 02184
Telephone: 617-545-5600

Little House Capital, LLC is a large advisory firm based in Braintree. It manages $210.87 million of regulatory assets for 371 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Connecticut, Florida, Massachusetts, and 3 other states.

Little House Capital provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Little House Capital: assets under management

The assets under management (AUM) of Little House Capital, LLC is $210.87 million. The firm's AUM has grown by 25% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $198.14 million in discretionary accounts and $12.73 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $547.34 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.41 million.

Investments

The firm invests in exchange traded securities the most. They account for 76% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 17% of the firm’s portfolio. Investments in cash and cash equivalents form 3% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Little House Capital, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Little House Capital serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Little House Capital is high net worth individuals with 82 clients and $169.73 million of assets under management. Among the 11 most similar advisory firms, Little House Capital has the 6th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $210.87 million for 131 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Little House Capital doesn't advise any private funds.

Careers at Little House Capital, LLC

The company employs 7 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Robert C Stimson has served as the Chief Investment Officer since 1 Aug 2017. Jeremy Sundance David joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Charles Kozak	Member / chief compliance officer	1 Aug 2017	Other	4181027
Robert Cheney Stimson	Managing member	1 Aug 2017	50% - 75%	1704253
Robert C Stimson	Member/chief executive officer/chief investment officer	1 Aug 2017	75% - 100%	1704253
Jeremy Sundance David	Member	1 Nov 2017	Other	3207352
James Reginald Moise	Member	1 Nov 2017	Other	4969885
Scott Andrew Gillespie	Member	1 Nov 2017	Other	6319566
Shawn Michael Mccarthy	Member	1 Nov 2017	Other	6877912
Robert Byron Murphy	Member	1 Nov 2017	Other	5772740

Based in Braintree

The principal office where Little House Capital, LLC performs its advisory services is located at 35 Braintree Hill Park, Braintree, MA 02184, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-545-5600 or by fax 617-294-5396. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at littlehousecapital.com/.