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Goodstein, Glenn S. (Carlsbad)


Goodstein, Glenn S. is an adviser based in Carlsbad. It manages $72.19 million of regulatory assets for 135 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California and Louisiana.

Goodstein, Glenn S provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Goodstein, Glenn S: assets under management

The assets under management (AUM) of Goodstein, Glenn S. is $72.19 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 119% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $72.19 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $534.7 thousand each.
Goodstein, Glenn S has custody of $28.5 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Goodstein, Glenn S. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Carlsbad

The principal office where Goodstein, Glenn S. performs its advisory services is located at 5650 El Camino Real, Carlsbad, CA 92008, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (760) 804-3814 or by fax (760) 683-6500. The normal business hours are 8:00am - 5:00pm on Monday - Friday.


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