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Blue Ocean Portfolios, LLC (Saint Louis)


Blue Ocean Portfolios, LLC is a large advisory firm based in Saint Louis. It manages $124.6 million of regulatory assets for 292 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Illinois, Missouri, and Texas.

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Blue Ocean Portfolios provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, educational seminars and workshops, and fiduciary level services to qualified retirement plans. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Blue Ocean Portfolios: assets under management

The assets under management (AUM) of Blue Ocean Portfolios, LLC is $124.6 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 212% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $124.6 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $426.71 thousand each.
Blue Ocean Portfolios has custody of $25 thousand in cash and securities for 10 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Blue Ocean Portfolios, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Patricia L Winkelmann Member 1 Jan 2010 25% - 50% 5903387
James A. Winkelmann Member 1 Jan 2010 Other 5903394
Claire M. Winkelmann Member 1 Jan 2010 Other 5903396

Based in Saint Louis

The principal office where Blue Ocean Portfolios, LLC performs its advisory services is located at 1588 South Lindbergh, Saint Louis, MO 63131 3513, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 314-997-7400 or by fax 877-817-3843. The normal business hours are 8:30 am - 5:00 pm on Other. You can find more information about the New York firm at blueocean97.com.


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