Steginsky Capital LLC (New York)

Name: Steginsky Capital LLC
Address: 60 Madison Avenue, New York, NY, 10010
Telephone: 212-683-1700

Steginsky Capital LLC is a large advisory firm based in New York. It manages $136.22 million of regulatory assets for 124 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California, New Hampshire, New York, Ohio, and Texas.

Steginsky Capital provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Steginsky Capital: assets under management

The assets under management (AUM) of Steginsky Capital LLC is $136.22 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 17% since the beginning of its operation, and $42.86 million of the total AUM is attributable to clients outside of the United States.

The firm manages $136.22 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.1 million each.

Steginsky Capital has custody of $5.9 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 94% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 6% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Steginsky Capital LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Steginsky Capital serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Steginsky Capital is high net worth individuals with 32 clients and $90.45 million of assets under management. Among the 10 most similar advisory firms, Steginsky Capital has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $134.12 million for 71 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 30% of the firm’s clients are foreign persons or businesses.

Steginsky Capital doesn't advise any private funds.

Careers at Steginsky Capital LLC

The company employs 4 people that are either part- or full-time employees. 25 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Andrew Dale Steginsky	Managing member & chief compliance officer	1 Feb 2000	75% - 100%	1015913

Based in New York

The principal office where Steginsky Capital LLC performs its advisory services is located at 60 Madison Avenue, New York, NY 10010, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-683-1700 or by fax 212-683-1699. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at steginsky.com.