Sfm, LLC (Manchester)

Name: Sfm, LLC
Address: 575 Front Street, Manchester, NH, 03102
Telephone: 603-625-8400

Sfm, LLC is a large advisory firm based in Manchester. It manages $140.77 million of regulatory assets for 425 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Florida, Massachusetts, and New Hampshire.

Sfm provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Sfm: assets under management

The assets under management (AUM) of Sfm, LLC is $140.77 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 313% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $140.77 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $331.23 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 45% of the total AUM. The second-largest asset type is investment and business development companies, which make up 43% of the firm’s portfolio. Investments in investment grade corporate bonds form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sfm, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Glenn Patrick Sweeney serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Glenn Patrick Sweeney is high net worth individuals with 51 clients and $113.47 million of assets under management. Among the 9 most similar advisory firms, Sfm has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $140.77 million for 120 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Sfm doesn't advise any private funds.

Careers at Sfm, LLC

The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Glenn Patrick Sweeney has been acting as President since 1 Jun 1998. Christopher John June joined the executive team most recently as the Partner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Glenn Patrick Sweeney	President/managing member	1 Jun 1998	75% - 100%	3073912
Glenn P Sweeney	President	1 Jun 1998	75% - 100%	3073912
Christopher John June	Partner	1 Jul 2018	Other	6023112

Based in Manchester

The principal office where Sfm, LLC performs its advisory services is located at 575 Front Street, Manchester, NH 03102, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 603-625-8400 or by fax 603-625-8484. The normal business hours are 8:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at sfmllc.net and its LinkedIn profile.