Ospraie Management, LLC (New York)

Name: Ospraie Management, LLC
Address: 437 Madison Avenue, New York, NY, 10022
Telephone: 212-602-5000

Ospraie Management, LLC is a large advisory firm based in New York. It manages $109.68 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of New York.

Ospraie Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ospraie Management: assets under management

The assets under management (AUM) of Ospraie Management, LLC is $109.68 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -97% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $109.68 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $36.56 million each.

Ospraie Management has custody of $109.68 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ospraie Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ospraie Management, LLC

Eric Nelson Vincent has been acting as President since 1 Jan 2007. Jason Alexander Mraz joined the executive team most recently as the Chief Compliance Officer & President (Ospraie Management, Llc).

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
L.P. Ospraie Holding I	Managing member (ospraie management, llc)	1 Apr 2005	75% - 100%	11-3705213
Dwight Walter Anderson	Portfolio manager (ospraie management, llc)	1 Apr 2005	Other	5008535
Ars Holdings I Llc	Member	1 Apr 2005	Other	20-2673084
Jason Gerald Capello	Director of equity research	1 Apr 2005	Other	2784286
Jason Alexander Mraz	Head trader	1 Apr 2005	Other	2565166
Eric Nelson Vincent	Chief operating officer & general counsel	1 Apr 2005	Other	3192879
Richard Scott Puma	Chief financial officer	1 Apr 2005	Other	5008616
Kirk David Rule	Chief compliance officer	1 May 2005	Other	2895150
Llc Ospraie Advisors	General partner (ospraie advisors, l.p.)	1 Nov 2005	Other	20-3530862
Dwight Walter Anderson	Co-portfolio manager (ospraie advisors, l.p.)	1 Nov 2005	Other	5008535
Llc Ospraie Advisors Holdings	Limited partner (ospraie advisors, l.p.)	1 Nov 2005	75% - 100%	20-5747811
John Mccollom Duryea	Co-portfolio manager (ospraie advisors, l.p.)	1 Sep 2006	Other	2088432
Eric Nelson Vincent	President	1 Jan 2007	Other	3192879
Inc. Credit Suisse Private Equity	Member (ospraie management, llc)	1 Oct 2007	Other	13-3805378
Credit Suisse Securities (Usa) Llc	Limited partner (ospraie advisors, l.p.)	1 Oct 2007	Other	13-1898818
Michael David Wasserman	Chief compliance officer & general counsel	1 Jun 2008	Other	5107213
Nathan John Ebeling	Head trader (ospraie management, llc)	1 Jun 2009	Other	2505130
Richard Scott Puma	Chief operating officer	1 Jan 2010	Other	5008616
Michael Anthony Coppola	Chief financial officer	1 Jan 2010	Other	5747292
Jason Alexander Mraz	President (ospraie advisors, l.p.)	1 Oct 2011	Other	2565166
Richard Scott Puma	Chief compliance officer & chief operating officer & chief financial officer (ospraie management, llc)	1 Jan 2012	Other	5008616
Jason Alexander Mraz	Chief compliance officer & president (ospraie management, llc)	1 Mar 2013	Other	2565166

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Ospraie Management	General partner	1 Apr 2005	Other	11-3705209
Lehman Brothers Holdings Inc.	Sole member	1 Apr 2005	75% - 100%	13-3216325
Llc Ospraie Management	Managing member	1 Nov 2005	75% - 100%	135782
Inc. Credit Suisse (Usa)	Sole shareholder	1 Oct 2007	75% - 100%	13-1898818
Inc. Credit Suisse Holdings (Usa)	Sole shareholder	1 Oct 2007	75% - 100%	13-2853402
Credit Suisse Ag	Sole shareholder	1 Oct 2007	75% - 100%	98-0235068
Credit Suisse Group Ag	Sole shareholder	1 Oct 2007	75% - 100%	98-0215385

Based in New York

The principal office where Ospraie Management, LLC performs its advisory services is located at 437 Madison Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Rye, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-602-5000 or by fax 212-980-3796. The normal business hours are 9:00 to 5:00 on Monday - Friday. You can find more information about the New York firm at ospraie.com.