Golden Jade Capital Management, LLC (Taipei City)

Name: Golden Jade Capital Management, LLC
Address: 12 F, No. 221, Sec. 4, Jhongsiao E. Rd., Taipei City, 106
Telephone: +866-2-87710178

Golden Jade Capital Management, LLC is an adviser based in Taipei City. It manages $2.4 million of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2013.

Golden Jade Capital Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Golden Jade Capital Management: assets under management

The assets under management (AUM) of Golden Jade Capital Management, LLC is $2.4 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 182% since the beginning of its operation, and $2.4 million of the total AUM is attributable to clients outside of the United States.

The firm manages $2.4 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $240 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 55% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 35% of the firm’s portfolio. Investments in derivatives form 10% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Golden Jade Capital Management, LLC for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Golden Jade Capital Management serves?

The only and largest group of clients of Golden Jade Capital Management is high net worth individuals with 10 clients and $2.4 million of assets under management. Among the 4 most similar advisory firms, Golden Jade Capital Management has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $2.4 million for 10 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 100% of the firm’s clients are foreign persons or businesses.

Golden Jade Capital Management doesn't advise any private funds.

Careers at Golden Jade Capital Management, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Yu Dong Chen	Chief compliance officer and managing member	1 Apr 2013	75% - 100%	6196564

Based in Taipei City

The principal office where Golden Jade Capital Management, LLC performs its advisory services is located at 12 F, No. 221, Sec. 4, Jhongsiao E. Rd., Taipei City, 106, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +866-2-87710178 or by fax +886-2-81924288. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at goldenjadeonline.com.