Pioneer Institutional Asset Management, Inc. (Boston)

Name: Pioneer Institutional Asset Management, Inc.
Address: 60 State Street, Boston, MA, 02109 1820
Telephone: 617-422-4700

Pioneer Institutional Asset Management, Inc. is a large advisory firm based in Boston. It manages $5.42 billion of regulatory assets for 56 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Massachusetts.

Pioneer Institutional Asset Management provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pioneer Institutional Asset Management: assets under management

The assets under management (AUM) of Pioneer Institutional Asset Management, Inc. is $5.42 billion. The firm's AUM has grown by 919% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $5 billion in discretionary accounts and $421.7 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $94.31 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $140.57 million.

Pioneer Institutional Asset Management has custody of $494.45 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pioneer Institutional Asset Management, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pioneer Institutional Asset Management, Inc.

Bernard Henri De Wit has been acting as President since 1 Jul 2017. Kenneth James Taubes joined the executive team most recently as the Chief Investment Officer, Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Pioneer Investment Management Usa Inc.	Shareholder	1 Jan 2006	75% - 100%	13-5657669
Amundi Pioneer Investment Management Usa Inc.	Shareholder	1 Jan 2006	75% - 100%	13-5657669
John Francis Cogan	Chairman, director	1 Jan 2006	Other	49654
Osbert Martin Hood	President, director	1 Jan 2006	Other	2880310
Dorothy Elizabeth Bourassa	Chief legal officer	1 Jan 2006	Other	1811411
Mark David Goodwin	Chief operating officer	1 Jan 2006	Other	2947625
Anthony John Koenig	Chief financial officer	1 Jan 2006	Other	2669997
Terrence Joseph Cullen	Chief compliance officer	1 Mar 2006	Other	4418897
Teri Waltner Anderholm	Chief compliance officer	1 Dec 2006	Other	1141117
Daniel Keith Kingsbury	President, chief executive officer & director	1 Mar 2007	Other	2079405
Mark David Goodwin	Chief financial officer, chief operating officer & treasurer	1 May 2008	Other	2947625
Gerald Hurst Stanney	Chief compliance officer	1 Jul 2008	Other	1804857
Gregg Matthew Dooling	Chief financial officer	1 Sep 2008	Other	2648075
Terrence Joseph Cullen	Chief legal officer	1 Jun 2010	Other	4418897
Jean M Bradley	Chief compliance officer	1 Jan 2012	Other	835988
Lisa Jones	President, chairman & chief executive officer	1 Aug 2014	Other	1324612
Tracy L Connelly	Chief operations officer	1 Oct 2014	Other	2100699
Kenneth James Taubes	Chief investment officer, director	1 Jul 2017	Other	3137537
Bernard Henri De Wit	Director	1 Jul 2017	Other	6265839
Dominique Carrel Billiard	Director	1 Jul 2017	Other	4838411
Pascal Maurice Blanque	Director	1 Jul 2017	Other	5882318
Patrice Etienne Blanc	Chief operations officer, director	1 Jul 2017	Other	1972464

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Credit Agricole Sa	Shareholder	1 Nov 1978	75% - 100%	foreign
Amundi	Shareholder	1 Nov 1978	75% - 100%	foreign
Unicredit S.P.A.	Owner	1 Oct 2001	75% - 100%	00-0000000
Pioneer Global Asset Management S.P.A.	Owner	1 Oct 2001	75% - 100%	98-0362802
Unicredito Italiano S.P.A.	Owner	1 Oct 2001	75% - 100%	00-0000000
Sas Rue La Boetie	Shareholder	1 Nov 2001	50% - 75%	foreign
Amundi Asset Management	Shareholder	1 Jan 2008	75% - 100%	foreign
Inc. Amundi Usa	Member	1 Jul 2017	75% - 100%	51-0304614

Based in Boston

The principal office where Pioneer Institutional Asset Management, Inc. performs its advisory services is located at 60 State Street, Boston, MA 02109 1820, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-422-4700 or by fax 617-422-4223. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at us.pioneerinvestments.com.