Fpc Investment Advisory, Inc. (Petaluma)

Name: Fpc Investment Advisory, Inc.
Address: One Willowbrook Court, Petaluma, CA, 94954
Telephone: (707) 795-0500

Fpc Investment Advisory, Inc. is a large advisory firm based in Petaluma. It manages $133.33 million of regulatory assets for 371 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Arizona, California, and Texas.

Fpc Investment Advisory provides financial planning services, portfolio management for individuals and small businesses, and financial consulting. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Fpc Investment Advisory: assets under management

The assets under management (AUM) of Fpc Investment Advisory, Inc. is $133.33 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 200% since the beginning of its operation, and $995.05 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $133.33 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $359.38 thousand each.

Fpc Investment Advisory has custody of $66 million in cash and securities for 103 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 95% of the total AUM. The second-largest asset type is exchange traded securities, which make up 3% of the firm’s portfolio. Investments in cash and cash equivalents form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fpc Investment Advisory, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Blair Mason Mccarthy serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Blair Mason Mccarthy is high net worth individuals with 52 clients and $106.23 million of assets under management. Among the 10 most similar advisory firms, Fpc Investment Advisory has the 5th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $133.33 million for 130 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 2% of the firm’s clients are foreign persons or businesses.

Fpc Investment Advisory doesn't advise any private funds.

Careers at Fpc Investment Advisory, Inc.

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Blair Mason Mccarthy has been acting as President since 1 Jan 1994. Bijan Golkar joined the executive team most recently as the Ceo.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Blair Mason Mccarthy	President/chief compliance officer	1 Jan 1994	50% - 75%	1023944
Sandra Baseman Keene	Chief compliance officer/cco	1 Apr 1999	25% - 50%	721621
Bijan Golkar	Ceo	1 Aug 2010	50% - 75%	5814146

Based in Petaluma

The principal office where Fpc Investment Advisory, Inc. performs its advisory services is located at One Willowbrook Court, Petaluma, CA 94954 The mailing address of the firm is P.O. Box 750129, Petaluma, CA 94975. An additional office of the firm is in San Jose, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (707) 795-0500 or by fax (707) 703-4414. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at fpcinvestmentadvisory.com.