K.G. Redding & Associates, LLC (Chicago)

K.G. Redding & Associates, LLC is a large advisory firm based in Chicago. It manages $1.85 billion of regulatory assets for 31 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Illinois.

K.G. Redding & Associates provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

K.G. Redding & Associates: assets under management

The assets under management (AUM) of K.G. Redding & Associates, LLC is $1.85 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 23281% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.85 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $59.59 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay K.G. Redding & Associates, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at K.G. Redding & Associates, LLC

Nicholas Donald Tannura has been acting as President since 1 Sep 2003. Dianne Renee Staples joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kim Gordon Redding	President and ceo	1 Nov 2000	75% - 100%	xxx-xx-xxxx
Melissa Diane Lavender	Senior vice president	1 Nov 2000	Other	xxx-xx-xxxx
Cornelius Patrick Dennehy	Executive vice president	1 Sep 2001	Other	xxx-xx-xxxx
Jason S. Baine	Vice president	1 Jan 2002	Other	4520828
Gregory Melchor	None	1 Jan 2002	Other	1636020
Missy D Lavender	Principal	1 Jan 2002	Other	730813
Cornelius Patrick Dennehy	Executive vice president	1 Jan 2002	Other	xxx-xx-xxxx
Melissa Diane Lavender	Senior vice president	1 Jan 2002	Other	xxx-xx-xxxx
Redding Lavender Family Llc	Member	1 May 2002	50% - 75%	71-0897337
Nicholas Donald Tannura	Principal	1 Jun 2002	Other	2103134
M. Katherine D'esposito	Chief financial officer	1 Dec 2002	Other	4647970
Douglas Crocker	None	1 Jul 2003	Other	1680909
Nicholas Donald Tannura	President	1 Sep 2003	Other	2103134
Kim Gordon Redding	Ceo	1 Sep 2003	Other	1637405
M. Katherine D'esposito	Chief operating officer	1 May 2005	Other	4647970
Dianne Renee Staples	Chief financial and chief compliance officer	1 May 2005	Other	2873318
Dianne Renee Staples	Chief financial officer	1 Sep 2006	Other	2873318
Joseph Thomas Sommer	Chief compliance officer	1 Sep 2006	Other	4440922

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Kim Gordon Redding	Member	1 May 2002	25% - 50%	1637405
Missy D Lavender	Member	1 May 2002	25% - 50%	730813

Based in Chicago

The principal office where K.G. Redding & Associates, LLC performs its advisory services is located at 71 South Wacker Drive, Chicago, IL 60606 2841, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-377-8300 or by fax 312-377-8299. The normal business hours are 8:30am-5:00pm on Monday - Friday.