Hermes European Equities Limited (London)

Name: Hermes European Equities Limited
Address: 150 Cheapside, London, Ec2 V 6 Et
Telephone: +44 207 702 0888

Hermes European Equities Limited is a large advisory firm based in London. It manages $1.2 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of California.

Hermes European Equities Limited provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hermes European Equities Limited: assets under management

The assets under management (AUM) of Hermes European Equities Limited is $1.2 billion. The firm's AUM has gone down by -73% since the beginning of its operation, and $515.12 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.18 billion in discretionary accounts and $24.22 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $235.83 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $24.22 million.

Investments

The firm invests in exchange traded securities the most. They account for 98% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 2% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hermes European Equities Limited for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Saker Anwar Nusseibeh serves?

The firm provides services to banking or thrift institutions, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Saker Anwar Nusseibeh is state or municipal government entities with 1 clients and $688.24 million of assets under management. Among the 6 most similar advisory firms, Hermes European Equities Limited has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $1.2 billion for 6 clients. 43% of the firm’s clients are foreign persons or businesses.

Hermes European Equities Limited doesn't advise any private funds.

Careers at Hermes European Equities Limited

The company employs 7 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Saker Anwar Nusseibeh has been acting as President since 1 Dec 2009. Federated Holdings (Uk) Ii Limited joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Andrew Parry	Director and ceo	1 Jun 2008	Other	5074310
James Wilkie Rutherford	Director, cio	1 Jun 2008	Other	5314424
Hermes Fund Managers Limited	Shareholder	1 Dec 2009	75% - 100%	foreign
Saker Anwar Nusseibeh	Director	1 Dec 2009	Other	4354094
Ian Marshall Kennedy	Director	1 Oct 2015	Other	6566903
Gillian Marjorie Clarke	Chief compliance officer	1 Jun 2016	Other	5775727
Christopher Mark Taylor	Director	1 Jun 2017	Other	6577184
Harriet Anne Steel	Director	1 Jul 2017	Other	6039040

Indirect Owners

The SEC currently registers 9 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Britel Fund Trustees Limited	Sole shareholder	1 Dec 1982	75% - 100%	foreign
Britel Fund Nominees Limited	Sole shareholder	1 Mar 1983	75% - 100%	foreign
Britel Fund Trustees Limited	Sole shareholder	1 Mar 1983	75% - 100%	foreign
Bt Pension Scheme Trustees Limited	Corporate trustee	1 Mar 1983	Other	foreign
Federated Investors Inc	Shareholder	1 Mar 1983	75% - 100%	25-1111467
Britel Fund Trustees Limited	Shareholder	1 Apr 1983	25% - 50%	foreign
Fii Holdings Inc	Shareholder	1 Dec 1998	75% - 100%	51-0269881
Federated Holdings (Uk) Ii Limited	Shareholder	1 Jul 2018	50% - 75%	foreign
Federated International Holdings B.V.	Shareholder	1 Jul 2018	75% - 100%	foreign

Based in London

The principal office where Hermes European Equities Limited performs its advisory services is located at 150 Cheapside, London, Ec2 V 6 Et, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +44 207 702 0888 or by fax +44 207 702 9452. The normal business hours are 9am - 5pm gmt on Monday - Friday. You can find more information about the New York firm at hermes-investment.com.