Deephaven Capital Management LLC (Minnetonka)

Name: Deephaven Capital Management LLC
Address: 130 Cheshire Lane, Minnetonka, MN, 55305
Telephone: 952-249-5700

Deephaven Capital Management LLC is a large advisory firm based in Minnetonka. It manages $1.98 billion of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Minnesota.

Deephaven Capital Management provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Deephaven Capital Management: assets under management

The assets under management (AUM) of Deephaven Capital Management LLC is $1.98 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -33% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.98 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $123.82 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Deephaven Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Deephaven Capital Management LLC

Matthew David Caudill joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kfp Holdings I Llc	Shareholder	1 Jan 2000	75% - 100%	41-1890776
Deborah Kay Roesler	Chief financial officer	1 Jun 2001	Other	1989732
Colin Jonathan Smith	Chief executive officer	1 Jan 2002	Other	2339445
Bentley Jay Anderson	Chief legal officer	1 Jun 2005	Other	2754365
Thomas C Wagner	Chief compliance officer	1 Oct 2005	Other	2692644
Scott Michael Nelson	Chief operating officer	1 Sep 2006	Other	1967054
John Ernest Osborn	Chief financial officer	1 Apr 2007	Other	1509499
Matthew Nunn	Principal	1 Feb 2008	Other	41-1908497
Llc Deephaven Capital Management Holdings	Shareholder	1 Feb 2008	75% - 100%	26-1771431
Shailesh Vasundhra	Principal	1 Feb 2008	Other	4469878
Matthew David Caudill	Chief compliance officer	1 Nov 2008	Other	4814478

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Knight Capital Group	Shareholder	1 Jan 2000	75% - 100%	22-3689303
Llc Deephaven Managing Partners	Shareholder	1 Feb 2008	25% - 50%	26-1861955
Kfp Holdings I Llc	Shareholder	1 Feb 2008	50% - 75%	41-1890776
Colin Jonathan Smith	Shareholder	1 Feb 2008	50% - 75%	2339445

Based in Minnetonka

The principal office where Deephaven Capital Management LLC performs its advisory services is located at 130 Cheshire Lane, Minnetonka, MN 55305, which is also the mailing address of the firm. An additional office of the firm is in Duluth, MN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 952-249-5700 or by fax 952-249-5320. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.deephavenfunds.com.