ALPhadyne Asset Management Pte. Ltd. (Singapore)

Name: ALPhadyne Asset Management Pte. Ltd.
Address: One George Street, Singapore, 049145
Telephone: +(65) 6622 8288

ALPhadyne Asset Management Pte. Ltd. is a large advisory firm based in Singapore. It manages $84.63 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2010.

ALPhadyne Asset Management Pte provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

ALPhadyne Asset Management Pte: assets under management

The assets under management (AUM) of ALPhadyne Asset Management Pte. Ltd. is $84.63 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 5648% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $84.63 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $14.11 billion each.

ALPhadyne Asset Management Pte has custody of $75.95 billion in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay ALPhadyne Asset Management Pte. Ltd. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Joseph Donald Regan serves?

The only and largest group of clients of Joseph Donald Regan is pooled investment vehicles with 6 clients and $102.62 billion of assets under management. Among the 7 most similar advisory firms, ALPhadyne Asset Management Pte has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $102.62 billion for 6 clients. 100% of the firm’s clients are foreign persons or businesses.

ALPhadyne Asset Management Pte also advises several private funds.

Careers at ALPhadyne Asset Management Pte. Ltd.

The company employs 40 people that are either part- or full-time employees. 48 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Joseph Donald Regan has been acting as President since 1 Jan 2016. Eric Hong Kiat Teo joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Philippe Kim Khuong Huu	Managing director	1 Mar 2005	Other	4392684
Michael Christopher Polo	Chief operating officer	1 Jun 2005	Other	2446983
Christopher Robert Leonard	Portfolio manager	1 Jun 2005	Other	5748580
Bart Joseph Broadman	Managing director/chief executive officer- asia	1 Sep 2005	Other	2000801
Timothy Francis Hearne	Chief compliance officer	1 Nov 2005	Other	5067677
Jeanpierre Lardy	Shareholder	1 Dec 2005	Other	2135438
Michael William Lehoisky	Chief financial officer	1 Jun 2006	Other	2869459
Ching Kwok Kam	Portfolio manager	1 Jun 2006	Other	5748628
Ching Kwok Kam	Shareholder	1 May 2010	Other	5748628
Asher Kamali Ailey	Chief compliance officer	1 Oct 2011	Other	5990508
Llc Alphadyne Asset Management	Shareholder	1 Feb 2012	75% - 100%	154176
William Andrew Hines	General counsel	1 Jun 2012	Other	6087997
Joseph Donald Regan	Global chief executive officer	1 Sep 2013	Other	4074464
Timothy Francis Hearne	Chief administrative officer	1 Jan 2014	Other	5067677
Alan Lewis Weiss	Chief compliance officer	1 Jul 2014	Other	6375397
Mark Kessler	Chief operating officer	1 Aug 2015	Other	2140825
Joseph Donald Regan	Director	1 Jan 2016	Other	4074464
Eric Hong Kiat Teo	Chief operating officer - asia	1 Jan 2017	Other	6777194
Alan Guan Yong Thio	Singapore head of legal and compliance	1 Feb 2017	Other	6777297
Asiadyne Lp	Shareholder	1 Dec 2017	75% - 100%	61-1816603
Eric Hong Kiat Teo	Chief operating officer	1 Jan 2018	Other	6777194

Indirect Owners

The SEC currently registers 12 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Bart Joseph Broadman	Trustee	1 Oct 2001	Other	2000801
Valerie Broadman	Trustee	1 Oct 2001	Other	6101259
Philippe Khuong Huu Llc	Managing member	1 Mar 2005	25% - 50%	to6uf1420j
Phillippe Khuong Huu Llc	Shareholder	1 Mar 2005	25% - 50%	to6uf1420j
Jck Mirai Llc	Managing member	1 Sep 2005	25% - 50%	t05uf2708c
Bv Mirai	Managing member	1 Sep 2005	75% - 100%	xxx-xx-xxxx
Philippe Kim Khuong Huu	Managing member	1 Nov 2005	75% - 100%	4392684
Bart Joseph Broadman	Elected manager	1 Nov 2005	25% - 50%	2000801
Jck Mirai Llc	Limited partner	1 Dec 2016	75% - 100%	t05uf2708c
Asiadyne Gp Llc	General partner	1 Dec 2016	Other	81-5073748
Bart Joseph Broadman	Managing member	1 Dec 2016	Other	2000801
Llc Alphadyne Gp Holdings	General partner	1 Jan 2017	Other	81-5112725

Based in Singapore

The principal office where ALPhadyne Asset Management Pte. Ltd. performs its advisory services is located at One George Street, Singapore, 049145, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +(65) 6622 8288 or by fax +(65) 6622 8299. The normal business hours are 8:00am (sst) - 6:00pm (sst) on Monday - Friday. You can find more information about the New York firm at adyne.com.