Ivy Equities Ii, LLC (Greenwich)

Name: Ivy Equities Ii, LLC
Address: 35 Field Point Road, Greenwich, CT, 06830
Telephone: 203-987-3392

Ivy Equities Ii, LLC is a large advisory firm based in Greenwich. It manages $268.28 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Connecticut and New Jersey.

Ivy Equities Ii provides portfolio management for pooled investment vehicles and discretionary real estate investments. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ivy Equities Ii: assets under management

The assets under management (AUM) of Ivy Equities Ii, LLC is $268.28 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -17% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $268.28 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $89.43 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ivy Equities Ii, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ivy Equities Ii serves?

The only and largest group of clients of Ivy Equities Ii is pooled investment vehicles with 3 clients and $268.28 million of assets under management. Among the 10 most similar advisory firms, Ivy Equities Ii has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $268.28 million for 3 clients. None of the firm’s clients are foreign persons or businesses.

Ivy Equities Ii also advises several private funds. Namely, three real estate funds. The minimum investment commitment required of non-related persons is $250,000 for each fund.

Careers at Ivy Equities Ii, LLC

The company employs 5 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Raymond Mark Nafash	Chief compliance officer and chief financial officer	1 Nov 2007	Other	4538237
Anthony Paul Ditommaso	Co-ceo, elected manager and member	1 Nov 2007	25% - 50%	4587547
Russell Frederick Warren	Co-ceo, elected manager, member	1 Nov 2007	25% - 50%	4587540

Based in Greenwich

The principal office where Ivy Equities Ii, LLC performs its advisory services is located at 35 Field Point Road, Greenwich, CT 06830 The mailing address of the firm is 102 Chestnut Ridge Road, Montvale, NJ 07645. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-987-3392 or by fax 203-769-5740. The normal business hours are 9-5pm on Monday - Friday. You can find more information about the New York firm at ivy-realty.com.