United Securities Alliance, Inc. is a large advisory firm based in Englewood. It manages $43.8 million of regulatory assets for 490 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Arizona, California, Colorado, and 5 other states.
United Securities Alliance provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of United Securities Alliance, Inc. is $43.8 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay United Securities Alliance, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Jose Antonio Padilla has been acting as President since 1 Dec 2003. Michael Washington Jones joined the executive team most recently as the Chief Compliance Officer.
The principal office where United Securities Alliance, Inc. performs its advisory services is located at 9800 Mt. Pyramid Court, Englewood, CO 80112, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 720-384-9199 or by fax 303-256-8034. The normal business hours are 8:00 am - 4:00 pm on Monday - Friday. You can find more information about the New York firm at www.unitedsecuritiesalliance.com.