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Nichols, James W. (Bangor)


Nichols, James W. is an adviser based in Bangor. It manages $43.9 million of regulatory assets for 138 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Florida, Maine, and New Hampshire.

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Nichols, James W provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Nichols, James W: assets under management

The assets under management (AUM) of Nichols, James W. is $43.9 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 57% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $43.9 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $318.11 thousand each.
Nichols, James W has custody of $21.73 million in cash and securities for 44 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nichols, James W. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Bangor

The principal office where Nichols, James W. performs its advisory services is located at 175 Exchange Street, Bangor, ME 04401 The mailing address of the firm is P.O. Box 904, Bangor, ME 04402 0904. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 207-942-8737 or by fax 207-990-1310. The normal business hours are 9 am to 4 pm on Monday - Friday. You can find more information about the New York firm at nicholim@midmaine.com.


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