Bufka & Rodgers LLC (Schaumburg)

Name: Bufka & Rodgers LLC
Address: 20 N Martingale Rd Ste 250, Schaumburg, IL, 60173 2433
Telephone: 847-240-2240

Bufka & Rodgers LLC is a large advisory firm based in Schaumburg. It manages $833.62 million of regulatory assets for 567 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Illinois, and 7 other states.

Bufka & Rodgers provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bufka & Rodgers: assets under management

The assets under management (AUM) of Bufka & Rodgers LLC is $833.62 million. The firm's AUM has gone down by -47% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $331.17 million in discretionary accounts and $502.45 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.58 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.4 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Bufka & Rodgers LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Bufka & Rodgers LLC

Bufka & Rodgers LLC is owned by Michael Edward Granskog. Richard Howard Adler has been acting as President since 1 Feb 1997. Verna Margaret Pedersen joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Carl Kenneth Bufka	President; ceo	1 Dec 1996	Other	1726407
Anita Jany Fuchs	Executive vice president	1 Dec 1996	Other	4361069
Michael Fleming Hussey	Executive vice president	1 Dec 1996	Other	1309150
Inc. 687 B&R	Interest holder	1 Feb 1997	Other	36-3508832
Nancy Venice	Vice president	1 Feb 1997	Other	2519518
Michael Granskog	Vice president	1 Feb 1997	Other	2571823
Richard Howard Adler	Director	1 Feb 1997	Other	2102059
Harry Tom Griffith	Director	1 Feb 1997	Other	230065
Inc. Ccm Holdings	Interest holder	1 Feb 2000	50% - 75%	36-4356466
David L Mead	Executive vice president	1 Apr 2000	Other	2194645
Michael Fleming Hussey	Senior advisor	1 Jul 2001	Other	1309150
Convergent Capital Management Llc	Interest holder	1 Apr 2003	50% - 75%	34-1975129
Nancy Ann Venice	Executive vice president	1 Jul 2003	Other	2519518
Michael Edward Granskog	Executive vice president	1 Jul 2003	Other	2571823
David L Mead	President	1 Jul 2003	Other	2194645
Verna Margaret Pedersen	Chief compliance officer	1 Jan 2005	Other	5011368
Michael Edward Granskog	Owner	1 Oct 2005	Other	2571823

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Richard Howard Adler	Shareholder	1 Nov 1993	25% - 50%	2102059
James Edward Hayes	Shareholder	1 Nov 1993	25% - 50%	240511
Carl Kenneth Bufka	Sole shareholder, 687 b&r, inc.	1 Feb 1997	75% - 100%	1726407
Inc. Convergent Capital Management	Indirect interest holder of bufka & rodgers, llc; sole owner of ccm holdings, inc.	1 Sep 1998	75% - 100%	36-3978495
City National Corporation	Member	1 Apr 2003	75% - 100%	95-2568550

Based in Schaumburg

The principal office where Bufka & Rodgers LLC performs its advisory services is located at 20 N Martingale Rd Ste 250, Schaumburg, IL 60173 2433, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 847-240-2240 or by fax 847-240-5101. The normal business hours are 8:30 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.bufka.com.