Gaam Wealth Advisors, Inc. (Kingsport)

Name: Gaam Wealth Advisors, Inc.
Address: Six Sheridan Square, Kingsport, TN, 37660
Telephone: 423-247-8840

Gaam Wealth Advisors, Inc. is an adviser based in Kingsport. It manages $16.84 million of regulatory assets for 124 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Arizona, California, Florida, and 8 other states.

Gaam Wealth Advisors provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and investment consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gaam Wealth Advisors: assets under management

The assets under management (AUM) of Gaam Wealth Advisors, Inc. is $16.84 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -95% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $16.84 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $135.82 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gaam Wealth Advisors, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gaam Wealth Advisors, Inc.

Herbert Michael Gilbert has been acting as President since 1 Nov 1993. Sherin Storm Whitfield joined the executive team most recently as the Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Herbert Michael Gilbert	President	1 Nov 1993	50% - 75%	1767879
Pamela Ann Benzer	Secretary	1 Jun 1997	25% - 50%	2359893
Pamela Ann Corrigan	President	1 Jun 1997	75% - 100%	2359893
Pamela Ann Benzer	Chief compliance officer	1 Jun 2006	Other	2359893
Rosemary Dawn Jones	Chief compliance officer	1 Jun 2013	Other	4467458
Sherin Storm Whitfield	Secretary	1 Nov 2015	Other	4467322

Based in Kingsport

The principal office where Gaam Wealth Advisors, Inc. performs its advisory services is located at Six Sheridan Square, Kingsport, TN 37660, which is also the mailing address of the firm. An additional office of the firm is in Abingdon,, VA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 423-247-8840 or by fax 423-282-2416. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at gaamwealth.com.