Travelers Asset Management International Co.,LLC (Hartford)

Name: Travelers Asset Management International Co.,LLC
Address: 242 Trumbull Street 6 Ts, Hartford, CT, 06103
Telephone: 860-308-8465

Travelers Asset Management International Co.,LLC is a large advisory firm based in Hartford. It manages $4.52 billion of regulatory assets for 26 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut and New York.

Travelers Asset Management International Co. provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Travelers Asset Management International Co.: assets under management

The assets under management (AUM) of Travelers Asset Management International Co.,LLC is $4.52 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -73% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.52 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $173.88 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Travelers Asset Management International Co.,LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Travelers Asset Management International Co.,LLC

David Alan Tyson has been acting as President since 1 Apr 1990. Michael Kevin Farrell joined the executive team most recently as the Chief Executive Officer & Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David A Tyson	President & cio	1 Apr 1990	Other	2960864
David Alan Tyson	Chairman	1 Apr 1990	Other	2960864
Frank John Fazzina	Controller	1 Sep 1990	Other	4353405
John Robert Britt	Director, secretary	1 Apr 1994	Other	4353383
Forrest Denney Voss	Director, senior vp	1 Aug 1994	Other	832687
Emil James Molinaro	Senior vp	1 Aug 1994	Other	736961
John Rocco Calcagni	Vp	1 Jan 1995	Other	4353414
Joseph Ernest Rueli	Director, senior vp and cfo	1 Apr 1995	Other	4353389
Gene Clark Collins	Senior vp	1 Apr 1995	Other	51186
Patricia Ann Uzzel	Compliance officer	1 Jul 1995	Other	4353407
Joseph Matthew Mullally	Senior vp	1 Dec 1995	Other	2032136
David Richard Miller	Senior vp	1 Dec 1995	Other	1475919
Kathryn Diane Karlic	Senior vp	1 Dec 1995	Other	4353479
Jordan Mitchell Stitzer	Senior vp	1 Dec 1995	Other	1475877
Plaza Llc	Direct owner	1 Apr 1996	75% - 100%	06-0800110
Edward Francis Hinchliffe	Vp and cashier	1 Jul 1996	Other	4353411
Millie Kim	Asst. secretary	1 Dec 1996	Other	4353488
Richard Edwin John	Vp	1 Dec 1996	Other	1077145
Andrew Eliot Feldman	Asst. secretary	1 Dec 1996	Other	2434802
Millie (No Middle Name) Kim	Asst. secretary	1 Dec 1996	Other	4353488
Thomas Leo Hajdukiewicz	Senior vp	1 Jan 1997	Other	2059656
Andrew Beatty Sanford	Vp	1 Feb 1997	Other	1916797
Bruce Evan Fox	Vp	1 Jul 1998	Other	1546810
Kimerly Mary Polak Guerro	Vp	1 Jul 1998	Other	4353501
Glenn Nicholas Marchak	Senior vp	1 Jul 1998	Other	2121450
Pamela Dressler Westmoreland	Vp	1 Jul 1998	Other	4353508
Allen Randolph Cantrell	Vp	1 Jul 1998	Other	4353516
John William Petchler	Vp	1 Jul 1998	Other	1476031
Kimerly Mary Polak Guerrero	Vp	1 Jul 1998	Other	4353501
Roy Allan Augsberger	Vp	1 Mar 2000	Other	4353510
Ebru Salomoni Gonenc	Vp	1 Mar 2000	Other	4058177
Gilbert Gould Campbell	Vp	1 Mar 2000	Other	4353514
Ebru Gonenc	Vp	1 Mar 2000	Other	4058177
Ebru (No Middle Name) Gonenc	Vp	1 Mar 2000	Other	4058177
William Ingrassia	Senior vice president	1 Sep 2001	Other	1973555
James Harold Metz	Senior vice president	1 Oct 2001	Other	4502642
Richard Edwin John	Senior vp	1 Jan 2002	Other	1077145
Mark Jeffery Remington	Vice president	1 Jun 2003	Other	2200347
Kurt Yuan Jinn Lin	Vice president	1 Jan 2004	Other	1795434
Peter John Wilby	Director	1 Mar 2004	Other	2243217
David Anthony Torchia	Director	1 Mar 2004	Other	1340768
James Charles Zelter	Director	1 Mar 2004	Other	1336776
Marc Gregory Sonnenblick	Senior vp	1 Mar 2004	Other	4783089
Jeffrey S. Scott	Chief compliance officer	1 Mar 2004	Other	4346423
David Arthur Nadeau	Vice president	1 Mar 2004	Other	2166344
Paul Alexander Mataras	Vice president	1 Mar 2004	Other	4783150
Lisa Ann Thomas	Vice president	1 Mar 2004	Other	4783151
Charles Harris Silverstein	Vice president	1 Mar 2004	Other	4783153
Jeffrey Stuart Scott	Chief compliance officer	1 Mar 2004	Other	4346423
Jeffrey Alan Figurelli	Vice president	1 Apr 2004	Other	1306404
David Paul Marks	President	1 Jan 2005	Other	4361034
Michael Kevin Farrell	Chief executive officer & director	1 Jul 2005	Other	854508
Elizabeth Mary Forget	President & director	1 Jul 2005	Other	2767945
Hugh Charles Mchaffie	Director	1 Jul 2005	Other	4752695
Anthony James Williamson	Treasurer	1 Jul 2005	Other	4601252
Richard Carl Pearson	Secretary	1 Jul 2005	Other	1270673
Leonard Mark Bakal	Chief compliance officer	1 Jul 2005	Other	2537778
Paul Gerard Cellupica	General counsel	1 Jul 2005	Other	5002602

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Citigroup Inc.(Formerly Travelers Group Inc.)	Parent company	1 Jan 1978	75% - 100%	52-1568099
Inc. Travelers Insurance Group	Intermediary	1 Dec 1993	75% - 100%	06-1008174
Inc. Associated Madison Companies	Intermediary	1 Dec 1993	75% - 100%	13-3140258
Pfs Services Inc.	Intermediary	1 Sep 1995	75% - 100%	58-1708749
Travelers Insurance Company	Intermediary	1 Jul 1996	75% - 100%	06-0566090
Pfs Services Inc.	Intermediary	1 Mar 2002	75% - 100%	58-1708749
Citigroup Insurance Holding Corporation (Formerly Pfs Services Inc.)	Intermediary	1 Mar 2002	75% - 100%	58-1708749
Metlife. Inc.	Parent	1 Jul 2005	75% - 100%	13-4075851

Based in Hartford

The principal office where Travelers Asset Management International Co.,LLC performs its advisory services is located at 242 Trumbull Street 6 Ts, Hartford, CT 06103 The mailing address of the firm is 27 01 Queens Plaza North, Long Island City, NY 11101. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 860-308-8465 or by fax 212-994-0778. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.tamicfunds.com.