January Capital Advisors LLC (San Francisco)

Name: January Capital Advisors LLC
Address: 855 Sansome Street, San Francisco, CA, 94111
Telephone: 415-494-2790

January Capital Advisors LLC is a large advisory firm based in San Francisco. It manages $111.6 million of regulatory assets for 361 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of California, New Hampshire, and Texas.

January Capital Advisors provides portfolio management for individuals and small businesses and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

January Capital Advisors: assets under management

The assets under management (AUM) of January Capital Advisors LLC is $111.6 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 115% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $111.6 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $309.14 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 53% of the total AUM. The second-largest asset type is exchange traded securities, which make up 45% of the firm’s portfolio. Investments in cash and cash equivalents form 1% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay January Capital Advisors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients January Capital Advisors serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of January Capital Advisors is high net worth individuals with 60 clients and $69.28 million of assets under management. Among the 10 most similar advisory firms, January Capital Advisors has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $101.87 million for 218 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

January Capital Advisors doesn't advise any private funds.

Careers at January Capital Advisors LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Helen Theresa Doyle	Managing member	1 Nov 2014	Other	5104201
Jeffrey Paul Hodges	Managing member	1 Nov 2014	25% - 50%	5586331
Michael Anthony Porfido	Managing member & chief compliance officer	1 Nov 2014	25% - 50%	1359570
Helen Theresa Doyle	Managing member	1 May 2015	Other	5104201
Jeffrey P. Hodges	Managing member	1 May 2015	25% - 50%	5586331
Michael Anthony Porfido	Managing member & chief compliance officer	1 May 2015	25% - 50%	1359570
Jeffrey Paul Hodges	Managing member	1 May 2015	50% - 75%	5586331

Based in San Francisco

The principal office where January Capital Advisors LLC performs its advisory services is located at 855 Sansome Street, San Francisco, CA 94111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-494-2790. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at januarycapital.com.