Mott & Associates Inc (Davidson)

Name: Mott & Associates Inc
Address: 19000 Davidson Concord Road, Davidson, NC, 28036
Telephone: 704-896-6841

Mott & Associates Inc is a large advisory firm based in Davidson. It manages $42.96 million of regulatory assets for 254 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of North Carolina.

Mott & Associates provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Mott & Associates: assets under management

The assets under management (AUM) of Mott & Associates Inc is $42.96 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $32.16 million in discretionary accounts and $10.8 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $138.63 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $490.81 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mott & Associates Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mott & Associates Inc

Joseph Monroe Mott has been acting as President since 1 Sep 2000. Melia Smart Richardson joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joseph Monroe Mott	President	1 Sep 2000	75% - 100%	1380007
Melia Smart Richardson	Chief compliance officer	1 Jan 2004	Other	1806219

Based in Davidson

The principal office where Mott & Associates Inc performs its advisory services is located at 19000 Davidson Concord Road, Davidson, NC 28036 The mailing address of the firm is Po Box 2507, Davidson, NC 28036. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 704-896-6841 or by fax 704-896-6843. The normal business hours are 8:30am-5:00pm on Other. You can find more information about the New York firm at www.mottandassociates.com.