Rockhaven Asset Management LLC (Pittsburgh)

Name: Rockhaven Asset Management LLC
Address: 100 First Avenue, Pittsburgh, PA, 15222
Telephone: 412-434-8214

Rockhaven Asset Management LLC is a large advisory firm based in Pittsburgh. It manages $245 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Pennsylvania.

Rockhaven Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rockhaven Asset Management: assets under management

The assets under management (AUM) of Rockhaven Asset Management LLC is $245 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -26% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $245 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $27.22 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Rockhaven Asset Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rockhaven Asset Management LLC

Christopher Harry Wiles has been acting as President since 1 Feb 1997. Amsouth Bank Of Alabama joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Christopher Harry Wiles	President	1 Feb 1997	50% - 75%	4358896
Amsouth Bank Of Alabama	Member	1 Feb 1997	50% - 75%	63-0935103

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Amsouth Bancorporation	100% shareholder of amsouth bank of alabama, which is a 50% member	1 Feb 1997	50% - 75%	63-0591257

Based in Pittsburgh

The principal office where Rockhaven Asset Management LLC performs its advisory services is located at 100 First Avenue, Pittsburgh, PA 15222, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 412-434-8214 or by fax 412-434-6771. The normal business hours are 9:00 a.m.-5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.rockhaven.com.