Collins, Farnham Fisher (Millbrook)

Collins, Farnham Fisher is a mid-sized advisory firm based in Millbrook. It manages $74.32 million of regulatory assets for 28 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Collins, Farnham Fisher provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Collins, Farnham Fisher: assets under management

The assets under management (AUM) of Collins, Farnham Fisher is $74.32 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 6% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $74.32 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.65 million each.

Investments

The firm invests in exchange traded securities the most. They account for 88% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 11% of the firm’s portfolio. Investments in other assets form 1% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Collins, Farnham Fisher for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Collins, Farnham Fisher serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Collins, Farnham Fisher is high net worth individuals with 6 clients and $65.18 million of assets under management. Among the 2 most similar advisory firms, Collins, Farnham Fisher has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $74.32 million for 19 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Collins, Farnham Fisher doesn't advise any private funds.

Careers at Collins, Farnham Fisher

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Farnham Fisher Collins	Sole proprietor/chief compliance officer	1 Sep 1985	75% - 100%	5974082

Based in Millbrook

The principal office where Collins, Farnham Fisher performs its advisory services is located at 8 Skyward Lane, Millbrook, NY 12545, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 845-677-3916 or by fax 845-677-3551. The normal business hours are 9am-5pm on Monday - Friday.