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Dawson Herman Capital Management, Inc. (Southport)


Dawson Herman Capital Management, Inc. is a large advisory firm based in Southport. It manages $447.71 million of regulatory assets for 31 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Connecticut and Vermont.

Dawson Herman Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dawson Herman Capital Management: assets under management

The assets under management (AUM) of Dawson Herman Capital Management, Inc. is $447.71 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -66% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $447.71 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $14.44 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dawson Herman Capital Management, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Southport

The principal office where Dawson Herman Capital Management, Inc. performs its advisory services is located at 354 Pequot Avenue, Southport, CT 06890 1345, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-254-0091 or by fax 203-255-2558. The normal business hours are 8:00am - 5:30pm on Monday - Friday.


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