Mclean Budden Limited. (Toronto, Ontario)

Name: Mclean Budden Limited.
Address: 77 King St. W., Toronto, Ontario, M5 K 1 C5
Telephone: 416-862-9800

Mclean Budden Limited. is a large advisory firm based in Toronto, Ontario. It manages $27.93 billion of regulatory assets for 679 client accounts. It has been registered with the SEC as an adviser since 2001.

Mclean Budden Limited provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mclean Budden Limited: assets under management

The assets under management (AUM) of Mclean Budden Limited. is $27.93 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 94% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $27.93 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $41.14 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mclean Budden Limited. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mclean Budden Limited.

Kevin Patrick Dougherty has been acting as President since 1 Mar 2010. Margo Christina Forster Pazienza joined the executive team most recently as the Vice President, Compliance, Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Douglas William Mahaffy	President & chief executive officer	1 Oct 1989	Other	4367891
Craig Spencer Barnard	Executive vice president, managing director	1 Jul 1990	Other	4369184
John Andrew Mackinnon	Vice president & chief financial officer	1 Sep 1990	Other	4369052
Robert Bruce Murray	Executive vice president, managing director	1 Sep 1990	Other	4369075
Mary Barbara Hallward	Executive vice president, managing director	1 Aug 1992	Other	4369068
John Scott Lane	Board member	1 Aug 1997	Other	2198352
Grant Alfred Gordon Patterson	Chief compliance officer, vp compliance	1 May 2000	Other	5035603
Claude James Prieur	Board member	1 Aug 2000	Other	2355179
Marcel Maurice Gingras	Board member	1 Aug 2000	Other	4369088
Thomas Robert Astley	Board member	1 Jun 2002	Other	8322
Robert Murray Astley	Board member	1 Jun 2002	Other	4651978
Brian James Dawson	Executive vice president, managing director	1 Sep 2004	Other	4940028
Thomas Anthony Bogart	Board member	1 Nov 2004	Other	4940026
Paul Willibrord Derksen	Board member	1 Nov 2004	Other	4940027
Sun Life Financial Corp.	Shareholder	1 Jan 2005	50% - 75%	foreign entity
Roger Jean Beauchemin	Executive vice-president, managing director, chief operating officer	1 Feb 2006	Other	5116818
Dean L Conner	Board member	1 Dec 2006	Other	4884806
Sun Life Global Investments Inc	Shareholder	1 Nov 2007	50% - 75%	foreign entity
Kevin Patrick Dougherty	Director	1 Dec 2007	Other	5503741
Kevin Patrick Dougherty	Board member	1 Feb 2008	Other	5503741
Rocco Taglioni	Board member	1 Feb 2009	Other	4398179
Candace Gail Shaw	Board member	1 Feb 2009	Other	5655739
Peter Kotsopoulos	Board member	1 Feb 2009	Other	5655741
Douglas Bertram Andrews	Board member	1 Feb 2009	Other	5655740
Barbara Suzanne Lockhart	Senior vice president, finance & administration, chief compliance officer	1 Dec 2009	Other	6010661
Kevin Patrick Dougherty	Chairman	1 Mar 2010	Other	5503741
Margo Christina Forster Pazienza	Vice president, compliance; chief compliance officer	1 Jan 2011	Other	5906985
Alan Joseph Daxner	Board member	1 Feb 2011	Other	5906992
Benoit Paradis	Board member	1 Feb 2011	Other	5906999
Kevin Patrick Dougherty	Director	1 Nov 2011	Other	5503741
Martin Eric Beaulieu	Chairman, chief executive officer	1 Nov 2011	Other	1254042
Amrit Bir Singh Kanwal	Director	1 Nov 2011	Other	4364304
Robert James Manning	Director	1 Nov 2011	Other	4646484
Mfs Institutional Advisors Inc.	Parent company	1 Nov 2011	75% - 100%	107144
Margo Christina Forster Pazienza	Vice president, compliance, chief compliance officer	1 Jun 2012	Other	5906985
Peter Kotsopoulos	Chief executive officer, director	1 Jun 2012	Other	5655741
Michael William Roberge	Chairman, director	1 Jun 2012	Other	2587617
Carol William Geremia	Director	1 Jun 2012	Other	1456883
Robertson George Mansi	Director	1 Jun 2012	Other	1999069

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Sun Life Of Canada (U.S.) Financial Services Holdings	Shareholder	1 Sep 1992	75% - 100%	04-3401285
Mfs Investment Management	Shareholder	1 Nov 1992	75% - 100%	110045
Sun Life Financial (U.S.) Investments Llc	Shareholder	1 Dec 1997	75% - 100%	none
Sun Life Financial Inc.	Shareholder	1 Mar 2000	75% - 100%	98-0226074
Inc. Sun Life Financial (U.S.) Holdings	Shareholder	1 Sep 2001	75% - 100%	04-3579262
Sun Life Global Investments Inc.	Shareholder	1 Nov 2004	75% - 100%	none
Inc. Sun Life Assurance Company Of Canada U.S. Operations Holdings	Shareholder	1 Jan 2005	75% - 100%	04-3401283
Sun Life Financial Inc.	Sole shareholder	1 Nov 2007	75% - 100%	foreign entity

Based in Toronto, Ontario

The principal office where Mclean Budden Limited. performs its advisory services is located at 77 King St. W., Toronto, Ontario, M5 K 1 C5, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 416-862-9800 or by fax 416-862-0167. The normal business hours are 9 am to 5 pm on Monday - Friday. You can find more information about the New York firm at www.mcleanbudden.com.