Miller/Russell & Associates LLC (Phoenix)

Name: Miller/Russell & Associates LLC
Address: 3200 E. Camelback Road, Phoenix, AZ, 85018
Telephone: 602-468-1232

Miller/Russell & Associates LLC is a large advisory firm based in Phoenix. It manages $2.36 billion of regulatory assets for 1,577 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Arizona, California, Nevada, and 5 other states.

Miller/Russell & Associates provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Miller/Russell & Associates: assets under management

The assets under management (AUM) of Miller/Russell & Associates LLC is $2.36 billion. The firm's AUM has grown by 103% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.35 billion in discretionary accounts and $1.02 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.16 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.47 million.

Miller/Russell & Associates has custody of $406.96 million in cash and securities for 291 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Miller/Russell & Associates LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Miller/Russell & Associates LLC

Dennis Harrison Miller has been acting as President since 1 Dec 2009. Maureen Ann Rzeppa joined the executive team most recently as the Managing Partner, Cao, Cco.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bradley Scott Lemon	Managing partner; board member	1 Dec 2009	Other	1536255
Miller/Russell Management Llc	Member	1 Dec 2009	75% - 100%	27-1529745
Western Alliance Bancorporatiaon	Member	1 Dec 2009	Other	88-0365922
Dennis Harrison Miller	Principal/director	1 Dec 2009	25% - 50%	2581097
Dale Moroni Gibbons	Director	1 Dec 2009	Other	4797841
Maureen Ann Rzeppa	Chief compliance officer	1 Dec 2009	Other	4769528
Mark David Feldman	Chief executive officer, managing partner; board member	1 Feb 2012	Other	2557242
Christina Sellers Burroughs	Managing partner; board member	1 Feb 2012	Other	4573436
Dennis Harrison Miller	Chairman/director	1 Feb 2012	25% - 50%	2581097
William Jacob Hodges	Vice-chairman	1 Feb 2012	Other	4761290
Mra Holdings Llc	Member	1 Jul 2012	75% - 100%	46-0658213
Bradley Keith Routh	Board member	1 Nov 2012	Other	6135141
Maureen Ann Rzeppa	Managing partner, cao, cco	1 Aug 2013	Other	4769528
William Jacob Hodges	Chairman; board member	1 Aug 2013	Other	4761290
Kenneth Paul Garrett	Managing partner; board member	1 Aug 2013	Other	6245610
Dennis Harrison Miller	Founder, co-chairman	1 Aug 2013	Other	2581097

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Mark David Feldman	Member/manager	1 Sep 2012	25% - 50%	2557242
Christina Sellers Burroughs	Member/manager	1 Sep 2012	Other	4573436
William Jacob Hodges	Manager	1 Sep 2012	Other	4761290
Marketplace One Llc	Member	1 Nov 2012	Other	26-2495637

Based in Phoenix

The principal office where Miller/Russell & Associates LLC performs its advisory services is located at 3200 E. Camelback Road, Phoenix, AZ 85018, which is also the mailing address of the firm. An additional office of the firm is in Las Vegas, NV. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 602-468-1232 or by fax 602-468-1054. The normal business hours are 8 am - 5 pm on Monday - Friday. You can find more information about the New York firm at miller-russell.com/.