Stabilis Capital Management, LP (New York)

Name: Stabilis Capital Management, LP
Address: 767 Fifth Avenue, 12 Th Floor, New York, NY, 10153
Telephone: 212-256-8970

Stabilis Capital Management, LP is a large advisory firm based in New York. It manages $1.26 billion of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Stabilis Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stabilis Capital Management: assets under management

The assets under management (AUM) of Stabilis Capital Management, LP is $1.26 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 439% since the beginning of its operation, and $120.11 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.26 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $114.98 million each.

Stabilis Capital Management has custody of $30.76 million in cash and securities for 11 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stabilis Capital Management, LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stabilis Capital Management serves?

The only and largest group of clients of Stabilis Capital Management is pooled investment vehicles with 11 clients and $1.26 billion of assets under management. Among the 9 most similar advisory firms, Stabilis Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.26 billion for 11 clients. 45% of the firm’s clients are foreign persons or businesses.

Stabilis Capital Management also advises several private funds. Namely, five private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $2,500,000.

Careers at Stabilis Capital Management, LP

The company employs 24 people that are either part- or full-time employees. 42 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Stabilis Capital Management I	General partner	1 Jul 2010	75% - 100%	27-3062459
Lp Trb Advisors	Limited partner	1 Oct 2011	Other	27-1181099
Joseph J Tuso	General counsel, managing director and chief compliance officer	1 Nov 2011	Other	6028208
Joseph James Tuso	General counsel, managing director and chief compliance officer	1 Nov 2011	Other	6028208
Suzette Nmi Del Giudice	Chief financial officer	1 Dec 2012	Other	6630150
Suzette Del Giudice	Chief financial officer	1 Dec 2012	Other	6630150
Gregory Nmn Vilkin	Chief accounting officer	1 Mar 2019	Other	4763695
Dave Ray	General counsel and chief compliance officer	1 May 2019	Other	5460549

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Timothy J. Barakett	Managing member	1 Dec 2009	75% - 100%	6030049
Trb Group Holdings Llc	General partner	1 Dec 2009	Other	27-1180882
Timothy Robert Barakett	Managing member	1 Dec 2009	75% - 100%	6030049
Timothy R. Barakett	Managing member	1 Dec 2009	75% - 100%	6030049
Salman Ali Akbar Khan	Chief executive officer	1 Jul 2010	75% - 100%	1888935
Salman Ali Akbarkhan	Chief executive officer	1 Jul 2010	75% - 100%	1888935

Based in New York

The principal office where Stabilis Capital Management, LP performs its advisory services is located at 767 Fifth Avenue, 12 Th Floor, New York, NY 10153, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-256-8970 or by fax 212-256-8978. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at stabiliscapital.org.