Asset Management Investors, LLC (Chicago)

Asset Management Investors, LLC is a large advisory firm based in Chicago. It manages $432.82 million of regulatory assets for 364 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Illinois.

Asset Management Investors provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Asset Management Investors: assets under management

The assets under management (AUM) of Asset Management Investors, LLC is $432.82 million. The firm's AUM has grown by 203% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $427.03 million in discretionary accounts and $5.79 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.18 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $5.79 million.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Asset Management Investors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Asset Management Investors, LLC

Sherwin Alvin Zuckerman has been acting as President since 1 May 2005. Deborah Thida Stotts joined the executive team most recently as the Senior Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Sherwin Alvin Zuckerman	President	1 May 2005	75% - 100%	860874
Daniel Ross Zuckerman	Coo/cco	1 May 2005	Other	5057006
Sherwin Alvin Zuckerman	Chairman, ceo & class a shareholder	1 Mar 2010	75% - 100%	860874
Daniel Ross Zuckerman	President, class a shareholder, class b shareholder & sole trustee of ami trust #1, ami trust #2, ami trust #3	1 Mar 2010	75% - 100%	5057006
Ami Trust #1	Class b shareholder	1 Mar 2010	Other	27-6426195
William Howard Enoch	Chief compliance officer	1 Mar 2010	Other	3198660
Ami Trust #2	Class b shareholder	1 Mar 2010	Other	27-6426211
Ami Trust #3	Class b shareholder	1 Mar 2010	Other	27-6426236
John David Thomas	Senior vice president	1 Mar 2010	Other	1395494
Deborah Thida Stotts	Senior vice president	1 Dec 2010	Other	2347267

Based in Chicago

The principal office where Asset Management Investors, LLC performs its advisory services is located at 155 North Wacker Drive, Chicago, IL 60606, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.