Jnf Advisors, Inc. (Louisville)

Jnf Advisors, Inc. is a large advisory firm based in Louisville. It manages $95.89 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Kentucky.

Jnf Advisors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Jnf Advisors: assets under management

The assets under management (AUM) of Jnf Advisors, Inc. is $95.89 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -52% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $95.89 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $31.96 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Jnf Advisors, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Jnf Advisors, Inc.

Mitchell Harris Caplan has been acting as President since 1 Jan 2010. Jessica Leigh Cole joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Craig Alan Hawley	General counsel & chief compliance officer	1 Jan 2007	Other	4499105
Jefferson National Financial Corp.	Shareholder	1 Jan 2007	75% - 100%	20-3289512
Joseph F Vap	Chief financial officer	1 Jan 2007	Other	4653800
Laurence Paul Greenberg	Director	1 Jan 2007	Other	5290311
David Aaron Smilow	Chairman	1 Jan 2007	Other	1298132
David Peter Lau	Coo	1 Jan 2007	Other	5290318
Timothy David Rogers	Cfo	1 Jan 2007	Other	4518229
Michael Thomas Girouard	Cio	1 Jan 2007	Other	2931511
Angela Kay Wallace	Chief compliance officer	1 Jan 2007	Other	5290653
Mitchell Harris Caplan	Director	1 Jan 2010	Other	2320793
Jessica Leigh Cole	Chief compliance officer	1 Oct 2015	Other	4872361

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Inviva	Shareholder	1 Sep 2000	75% - 100%	94-3374296
David Aaron Smilow	Shareholder	1 Sep 2000	75% - 100%	1298132
Tracey Hecht Smilow	Shareholder	1 Sep 2000	75% - 100%	5290701
Inc. Inviva	Shareholder	1 Oct 2002	75% - 100%	13-4087966
Inc. Jnf Holding Company	Shareholder	1 Jun 2006	75% - 100%	02-0647697
Jefferson National Financial Corp	Controlling interest	1 Dec 2011	75% - 100%	20-3289512
Jnf Investors Llc	Controlling interest	1 Dec 2011	75% - 100%	45-4083909
Mitch Caplan & Affiliates	Controlling interest	1 Dec 2011	75% - 100%	27-1537330

Based in Louisville

The principal office where Jnf Advisors, Inc. performs its advisory services is located at 10350 Ormsby Park Place, Louisville, KY 40223, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 502-515-7837 or by fax 866-667-0563. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday.