The Equitable Life Assurance Society Of The United States (New York)

Name: The Equitable Life Assurance Society Of The United States
Address: 1290 Avenue Of The Americas 12 Th Floor, New York, NY, 10104
Telephone: [212]554-1234

The Equitable Life Assurance Society Of The United States is a large advisory firm based in New York. It manages $57.65 billion of regulatory assets for 135 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, and New York.

The Equitable Life Assurance Society Of The United States provides portfolio management for investment companies, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Equitable Life Assurance Society Of The United States: assets under management

The assets under management (AUM) of The Equitable Life Assurance Society Of The United States is $57.65 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 9% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $57.65 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $427.05 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Equitable Life Assurance Society Of The United States for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Equitable Life Assurance Society Of The United States

George Theodore Lowy has been acting as President since 1 Jul 1992. Anthony Frank Recine joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joseph Lewis Dionne	Director	1 May 1982	Other	1485211
John Thomas Hartley	Director	1 Aug 1987	Other	2190356
Norman Christopher Francis	Director	1 Mar 1989	Other	1968944
Dave Harrell Williams	Director	1 Mar 1991	Other	467574
Donald John Greene	Director	1 Jul 1991	Other	2190390
George Theodore Lowy	Director	1 Jul 1992	Other	2273267
Francoise Colloch	Director	1 Jul 1992	Other	2273262
Jean Rene Fourtou	Director	1 Jul 1992	Other	2273265
John Henry Farrell Haskell	Director	1 Jul 1992	Other	239380
William Edwin Charles Jarmain	Director	1 Jul 1992	Other	2273266
Robert E Garber	Executive vice president & general counsel	1 Sep 1993	Other	2231578
Henri Delacroixdecastries	Director	1 Sep 1993	Other	2413752
Kevin Robert Byrne	Senior vice president & treasurer	1 Sep 1993	Other	1975617
Jose Mino Suarez Suquet	Sr. exec. vp & chief distribution officer	1 Aug 1994	Other	709852
Peter Dana Noris	Evp & chief investment officer	1 Jul 1995	Other	1327281
Didier Pineauvalencienne	Director	1 Feb 1996	Other	1990731
Stanley Bernard Tulin	Vice chairman, cfo & director	1 May 1996	Other	4338492
Mary Regina Henderson	Director	1 Dec 1996	Other	2849961
George J Sella	Director	1 May 1997	Other	1830782
Michael Hegarty	President, coo & director	1 Jan 1998	Other	2474862
Edward Daniel Miller	Chairman, ceo & director	1 Feb 1998	Other	2940587
Denis Duverne	Director	1 Feb 1998	Other	3028622
Peter Joseph Tobin	Director	1 Apr 1999	Other	3231098
Llc Axa Client Solutions	Shareholder	1 Sep 1999	75% - 100%	13-3623351
Donald Roy Kaplan	Sr. vice president & chief compliance officer	1 Sep 1999	Other	1727509
Claus Michael Dill	Director	1 May 2000	Other	4517642
Edward Daniel Miller	Director	1 May 2001	Other	2940587
Christopher Mark Condron	Chairman & chief executive officer	1 May 2001	Other	51937
Bruce William Calvert	Director	1 May 2001	Other	4338414
Richard Victor Silver	Evp & general counsel	1 Sep 2001	Other	2141471
John Michael Lefferts	Evp & president retail distribution	1 Sep 2001	Other	1054988
Inc. Axa Financial	Shareholder	1 Jan 2002	75% - 100%	13-3623351
Llc Axa Financial Services	Member	1 Jun 2002	75% - 100%	52-2197822
John Graves	Director	1 Sep 2002	Other	4614074
Christina Johnson	Director	1 Sep 2002	Other	4614030
Scott Miller	Director	1 Sep 2002	Other	4614033
John Clifford Graves	Director	1 Sep 2002	Other	4614074
Christina Marie Johnson	Director	1 Sep 2002	Other	4614030
Scott Daniels Miller	Director	1 Sep 2002	Other	4614033
Joseph Hugh Moglia	Director	1 Nov 2002	Other	1302369
James Francis Higgins	Director	1 Jan 2003	Other	245358
Robert James Mccann	Director,vice chairman of the board, distribution and marketing	1 Jul 2003	Other	1064183
Robert Seymour Jones	Executive vice president director	1 Dec 2003	Other	261712
Jerald Eugene Hampton	Executive vice president	1 Dec 2003	Other	857585
Anthony Frank Recine	Chief compliance officer	1 Jul 2004	Other	4840508

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Axa	Shareholder	1 Jul 1992	75% - 100%	foreign company
Inc. Axa Financial	Member	1 Sep 1999	75% - 100%	13-3623351
Axa Distribution Holding Corporation	Member	1 Sep 1999	75% - 100%	13-3623351
Axa Financial Inc.	Member	1 Jun 2002	75% - 100%	13-3623351

Based in New York

The principal office where The Equitable Life Assurance Society Of The United States performs its advisory services is located at 1290 Avenue Of The Americas 12 Th Floor, New York, NY 10104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number [212]554-1234 or by fax [212]707-1877. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at equitable.com.