Dimaio Ahmad Capital LLC (New York)

Dimaio Ahmad Capital LLC is a large advisory firm based in New York. It manages $415.88 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of New York.

Dimaio Ahmad Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dimaio Ahmad Capital: assets under management

The assets under management (AUM) of Dimaio Ahmad Capital LLC is $415.88 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -75% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $415.88 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $59.41 million each.

Dimaio Ahmad Capital has custody of $161.15 million in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dimaio Ahmad Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dimaio Ahmad Capital LLC

Umesh Jayanti Patel has been acting as President since 1 Jul 2010. Dennis James Crilly joined the executive team most recently as the Chief Legal Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jack John Dimaio	Ceo	1 Oct 2004	50% - 75%	2013852
Nasser Aziz Ahmad	Cio	1 Oct 2004	50% - 75%	2446441
William Wesley Higgins	Coo	1 Oct 2004	Other	831349
Dimaio Ahmad Management Llc	Managing member	1 Oct 2004	75% - 100%	20-1913412
Richard Mendy Haas	Cfo	1 Jan 2005	Other	5065291
Dennis James Crilly	Clo/cco	1 Feb 2005	Other	5065294
Dennis James Crilly	Clo	1 Jun 2007	Other	5065294
James Calligan Gange	Chief compliance officer	1 Jun 2007	Other	5438888
John Paul Lofaso	Chief financial officer	1 Apr 2008	Other	2894382
Paul Owen Travers	Principal	1 Feb 2010	Other	4223413
Umesh Jayanti Patel	President	1 Jul 2010	Other	4300420
Dennis James Crilly	Chief legal officer	1 Aug 2011	Other	5065294

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Pierce Fenner & Smith Incorporated Merrill Lynch	Member	1 Jan 2007	25% - 50%	7691

Based in New York

The principal office where Dimaio Ahmad Capital LLC performs its advisory services is located at 24 West 40 Th Street, New York, NY 10018, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-328-7900 or by fax 212-328-7870. The normal business hours are 8:30 am to 5:30 pm nyt on Monday - Friday.