Ag Financial Wealth Management Solutions, LLC (Houston)

Name: Ag Financial Wealth Management Solutions, LLC
Address: 5847 San Felipe, Houston, TX, 77057
Telephone: 713-260-9000

Ag Financial Wealth Management Solutions, LLC is a large advisory firm based in Houston. It manages $418.24 million of regulatory assets for 718 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Colorado, Florida, Illinois, and 10 other states.

Ag Financial Wealth Management Solutions provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ag Financial Wealth Management Solutions: assets under management

The assets under management (AUM) of Ag Financial Wealth Management Solutions, LLC is $418.24 million. The firm's AUM has grown by 1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $417.61 million in discretionary accounts and $639.4 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $584.88 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $159.85 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ag Financial Wealth Management Solutions, LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ag Financial Wealth Management Solutions, LLC

Edward Leonard Jaroski has been acting as President since 1 Oct 2008. Douglas Eugene Willingham joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Steward Financial Holdings	Owner	1 Feb 2003	75% - 100%	06-1672964
Donald Paul Johns	Cfo/vice president/treasurer	1 Apr 2004	Other	4814435
Patrick Neil Garboden	Principal/sr. vice president/chief operating officer/chief compliance officer	1 Oct 2005	Other	1249312
Inc. Capstone Financial Services	Owner	1 Oct 2008	50% - 75%	76-0228360
Edward Leonard Jaroski	President	1 Oct 2008	Other	843498
Scott Howard Wynant	Senior vice president	1 Oct 2008	Other	1037373
Patrick Neil Garboden	Vice president/chief compliance officer	1 Oct 2008	Other	1249312
Carla Diane Homer	Treasurer/cfo	1 Oct 2008	Other	2015330
Richard Andrew Nunn	Senior vice president/chief compliance officer/secretary	1 Oct 2008	Other	1016528
Douglas Eugene Willingham	Vice president	1 Nov 2008	Other	4127296

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Edward Leonard Jaroski	Shareholder	1 Sep 1987	25% - 50%	843498
Dan Edward Watson	Shareholder	1 Sep 1987	25% - 50%	1230463
Assemblies Of God Foundation	Shareholder	1 Feb 2003	75% - 100%	43-1625403
Inc. Steward Financial Holdings	Shareholder	1 Oct 2008	25% - 50%	06-1672964

Based in Houston

The principal office where Ag Financial Wealth Management Solutions, LLC performs its advisory services is located at 5847 San Felipe, Houston, TX 77057, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713-260-9000 or by fax 713-260-9050. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.stewardcapitaladvisors.com.